Dean Phillips D
Democratic representative for Minnesota (MN-3) (former), in the House since Jan 3, 2019.
Among all 440 members
Each dot is a member; Phillips is the ringed one. Hover or tap a dot for who it is.
Raised
Their campaign's receipts in its latest two-year period (FEC); a log scale
Votes with their party
On party votes in the 119th Congress: most Democrats against most Republicans
Missed votes
Share of the 119th Congress's roll calls they didn't vote on
Lobbyists' giving
Contributions and honors lobbyists and their firms report giving them (LD-203), 2021 on; a log scale
Money from out of state
Share of their itemized individual contributions from donors outside their state, latest period (FEC)
Bills sponsored
In the 119th Congress (GovInfo's bill records)
Voting record
Voteview's DW-NOMINATE first dimension, from every roll call they cast
Where their campaign money comes from
- Individuals
- PACs
- Parties
- Candidate's own money
- Other
2025–26
$0
2023–24
$782K
2021–22
$2.3M
See the data
| Period | Raised | Individuals | PACs | Parties | Own money | Spent | Cash | Outside for | Outside against |
|---|---|---|---|---|---|---|---|---|---|
| 2025–26 | $0 | $0 | $0 | $0 | $0 | $350 | $0 | $0 | $0 |
| 2023–24 | $781,656 | $757,992 | $0 | $0 | $0 | $957,734 | $350 | $3,197,197 | $0 |
| 2021–22 | $2,298,670 | $2,235,809 | $0 | $0 | $0 | $2,340,307 | $176,429 | $3,132 | $0 |
FEC totals through Dec 31, 2025.
Who gives to them
Their itemized individual contributions (over $200 from a donor in an election cycle): from inside Minnesota versus everywhere else, each period.
- From Minnesota
- From out of state
2023–24
$701K
2021–22
$999K
Where it came from
- Less
- More
- Their state
Their donors' employers
Employers as donors wrote them, 2021 on (retired and not employed donors aside).
CARGILL
$22K
ECOLAB
$15K
BREAZEALE GROUP
$12K
AFFINITY CAPITAL
$12K
HEARTLAND REALTY INVESTORS INC
$11K
BREMER FINANCIAL SERVICES
$9,100
CHRISTEN GROUP
$8,800
UBER TECHNOLOGIES
$6,600
THE CARSON FAMILY CHARITABLE TRUST
$6,600
ROBINS KAPLAN MILLER & CIRESI
$6,600
PROVIDENT ADVISORS
$6,600
POSNER GROUP
$6,600
The largest donors, and the numbers
| Period | Itemized | Contributions | From MN | Retired donors |
|---|---|---|---|---|
| 2023–24 | $700,845 | 945 | 73% | 6% |
| 2021–22 | $999,497 | 2,470 | 83% | 12% |
| Donor | Where | Employer, occupation | Total |
|---|---|---|---|
| POHLAD, ROBERT CARL | MINNEAPOLIS, MN | NOT EMPLOYED, NOT EMPLOYED | $13,200 |
| BAKER, JULIE | EDINA, MN | NOT EMPLOYED, NOT EMPLOYED | $12,400 |
| BREAZEALE, JEFFREY | WAYZATA, MN | BREAZEALE GROUP, BUSINESS EXECUTIVE | $12,400 |
| MACLENNAN, KATHLEEN | EDINA, MN | EDINA PUBLIC SCHOOL, BUSINESS | $12,400 |
| GLORVICK, ROBERT | EDEN PRAIRIE, MN | N/A, RETIRED | $10,800 |
| HUSS, ALVIN JOHN JR | SAINT PAUL, MN | NOT EMPLOYED, NOT EMPLOYED | $9,900 |
| ANDERSON, BARBARA | WAYZATA, MN | DEEPHAVEN INC, INVESTOR | $6,600 |
| BAKER, DOUGLAS M | EDINA, MN | NOT EMPLOYED, NOT EMPLOYED | $6,600 |
| BENNETT, WENDY | GOLDEN VALLEY, MN | SELF, CONSULTANT TO FOUNDATIONS | $6,600 |
| BUETTNER, DANIEL JR | MIAMI BEACH, FL | SELF, AUTHOR | $6,600 |
| CAMPBELL, CARMEN | BLOOMINGTON, MN | N/A, HOMEMAKER | $6,600 |
| CAMPBELL, JAMES R | BLOOMINGTON, MN | N/A, RETIRED | $6,600 |
| CARSON, RUSSELL L | NEW YORK, NY | THE CARSON FAMILY CHARITABLE TRUST, PHILANTHROPY | $6,600 |
| CIRESI, ANN | MINNEAPOLIS, MN | N/A, RETIRED | $6,600 |
| CIRESI, MICHAEL V. | MINNEAPOLIS, MN | ROBINS, KAPLAN, MILLER & CIRESI, ATTORNEY | $6,600 |
| DAYTON, ANDREW R | MINNEAPOLIS, MN | ASKOV FINLAYSON, CO-OWNER | $6,600 |
| DEAL, JAMES D | ANDOVER, MN | N/A, RETIRED | $6,600 |
| DEAL, PAMELA S | ANDOVER, MN | NOT EMPLOYED, NOT EMPLOYED | $6,600 |
| DILLON, STEPHANIE | EDEN PRAIRIE, MN | SELF-EMPLOYED, ARTIST | $6,600 |
| GANLEY, KATHRYN | EDINA, MN | KATHRYN GANLEY, ART ADVISOR | $6,600 |
| GARDNER, BOB | SAVAGE, MN | GARDNER BUILDERS, GENERAL CONTRACTOR | $6,600 |
| GERCHEN, ADAM | WINNETKA, IL | GCP, CEO | $6,600 |
| GOLDBERG, ROB | SANTA MONICA, CA | FRESNO UNLIMITED INC, CEO | $6,600 |
| HIGGINS, RICHARD | MINNEAPOLIS, MN | HIGGINS ESTATE LAW, ATTORNEY | $6,600 |
| HUSS, RUTH S | SAINT PAUL, MN | NOT EMPLOYED, NOT EMPLOYED | $6,600 |
Their biggest PAC and party givers
CITYPAC
$1,000
AMERICAN ACADEMY OF PEDIATRIC DENTISTRY POLITICAL ACTION COMMITTEE
$1,000
All 3
| Committee | Connected organization | Total | Gifts |
|---|---|---|---|
| CITYPAC | NONE | $1,000 | 1 |
| AMERICAN ACADEMY OF PEDIATRIC DENTISTRY POLITICAL ACTION COMMITTEE | $1,000 | 1 | |
| HUMAN RIGHTS CAMPAIGN PAC | HUMAN RIGHTS CAMPAIGN | $12 | 1 |
Outside spending for and against them
- Against them
- For them
All of it
$3.2M
Who spent it
WE DESERVE BETTER, INC.
$3.2M
PLANNED PARENTHOOD OF MINNESOTA POLITICAL ACTION FUND
$3,050
SIERRA CLUB INDEPENDENT ACTION
$74
PLANNED PARENTHOOD VOTES
$8
See the data
| Spender | For or against | Total | Reports |
|---|---|---|---|
| WE DESERVE BETTER, INC. | for | $3,197,197 | 132 |
| PLANNED PARENTHOOD OF MINNESOTA POLITICAL ACTION FUND | for | $3,050 | 10 |
| SIERRA CLUB INDEPENDENT ACTION | for | $74 | 2 |
| PLANNED PARENTHOOD VOTES | for | $8 | 1 |
What lobbyists report giving them
By the lobbying firm or organization that filed: contributions to their campaigns and PACs, and payments to honor them (LD-203).
$275
All 8
| Registrant | Total | Items | First | Latest |
|---|---|---|---|---|
| TRIWEST HEALTHCARE ALLIANCE | $50,000 | 1 | Mar 22, 2023 | Mar 22, 2023 |
| LOCKHEED MARTIN CORPORATION | $50,000 | 1 | Feb 13, 2023 | Feb 13, 2023 |
| NEW YORK LIFE INSURANCE COMPANY | $10,000 | 1 | Mar 17, 2023 | Mar 17, 2023 |
| NATIONAL RESTAURANT ASSOCIATION | $5,000 | 1 | Mar 14, 2023 | Mar 14, 2023 |
| NATIONAL TREASURY EMPLOYEES UNION | $2,000 | 1 | Oct 25, 2022 | Oct 25, 2022 |
| AMERICAN ASSOCIATION OF ORTHOPAEDIC SURGEONS | $1,500 | 1 | Oct 18, 2022 | Oct 18, 2022 |
| BALLARD PARTNERS | $275 | 1 | Apr 11, 2023 | Apr 11, 2023 |
| AMERICAN COUNCIL OF LIFE INSURERS | -$4,000 | 2 | Mar 12, 2021 | Mar 12, 2021 |
Earmarks they asked for
Congressionally directed spending enacted at their request, alone or with others: 40 earmarks, $56.1M. 4 went to an organization whose employees gave to Phillips's campaigns ($2.3M).
- To an organization whose employees gave to them
- To one whose lobbying firm's lobbyists gave to them
- Other earmarks
FY 2024
$16.3M
FY 2023
$22.1M
FY 2022
$17.8M
Against chance: set beside the earmarks other members of their state's delegation asked for on their own, in the same year and account, 3 of the 34 of theirs went to their donors' employers; chance gives about 1: about what chance gives (a little more, within chance).
The largest
Metro Mobility Small Bus Replacement Metropolitan Council
Department of Transportation
$5.0M
Revitalization and Transformation of Huntington Place, a Low-Income, Affordable Housing Community Aeon
Department of Housing and Urban Development
$4.0M
Water treatment City of Dayton
Department of Housing and Urban Development
$4.0M
Extension of CSAH 116/Fletcher Bypass
Department of Transportation
$3.5M
Corcoran Water Supply Construction Project City of Corcoran
Department of Housing and Urban Development
$3.0M
Manitou Road Water Main Improvements City of Tonka Bay
Department of Housing and Urban Development
$3.0M
Highway 610 Extension Project
Department of Transportation
$2.8M
Minnesota Valley State Trail - Lyndale to Nine Mile Creek Segment
Department of Transportation
$2.4M
Hennepin Technical College Procurement of Scenario-Based Training Equipment Hennepin Technical College
Department of Justice
$2.1M
City of Plymouth for Zachary Water Treatment Plant Enhancements
Environmental Protection Agency
$2.0M
All 40
| Year | Recipient | Amount | Asked with | Its employees gave them | Its lobbying firm gave them |
|---|---|---|---|---|---|
| FY 2024 | Metro Mobility Small Bus Replacement Metropolitan Council Department of Transportation · Transit Infrastructure Grants · MN | $5,000,000 | |||
| FY 2024 | 109th Avenue Reconstruction Project 109th Avenue Reconstruction Project MN Department of Transportation · Highway Infrastructure Programs · MN | $1,466,279 | |||
| FY 2024 | City of Bloomington for Water Supply Project Environmental Protection Agency · State and Tribal Assistance Grants—Drinking Water State Revolving Fund · MN | $1,000,000 | $250, 2 donors | ||
| FY 2024 | Eden Prairie Public Safety Mobile Command Center City of Eden Prairie Department of Justice · COPS Tech · MN | $963,000 | |||
| FY 2024 | City of Excelsior for Drinking Water Treatment Plant Rehabilitation Project Environmental Protection Agency · State and Tribal Assistance Grants—Drinking Water State Revolving Fund · MN | $959,752 | |||
| FY 2024 | City of Medicine Lake for Public Water System Project Environmental Protection Agency · State and Tribal Assistance Grants—Drinking Water State Revolving Fund · MN | $959,752 | |||
| FY 2024 | City of Mound for Manganese Removal Project Environmental Protection Agency · State and Tribal Assistance Grants—Drinking Water State Revolving Fund · MN | $959,752 | |||
| FY 2024 | City of the Village of Minnetonka Beach for PFAS Treatment System Project Environmental Protection Agency · State and Tribal Assistance Grants—Drinking Water State Revolving Fund · MN | $959,752 | |||
| FY 2024 | City of Dayton Water Trail City of Dayton Department of Housing and Urban Development · Community Development Fund · MN | $850,000 | |||
| FY 2024 | Hennepin County Emergency Shelter Program Hennepin County, Minnesota Department of Housing and Urban Development · Community Development Fund · MN | $750,000 | Omar | ||
| FY 2024 | Boerboom Park Expansion Project City of Osseo Department of Housing and Urban Development · Community Development Fund · MN | $500,000 | |||
| FY 2024 | Brooklyn Park Youth and Teen Center City of Brooklyn Park Department of Housing and Urban Development · Community Development Fund · MN | $500,000 | |||
| FY 2024 | City of Corcoran City Park Remaster City of Corcoran Department of Housing and Urban Development · Community Development Fund · MN | $500,000 | |||
| FY 2024 | Roof Replacement and Conversion to Fully Adhered EPDM Second Harvest Heartland Department of Housing and Urban Development · Community Development Fund · MN | $500,000 | |||
| FY 2024 | Hennepin County Sheriff - Forensic Science Lab Technology Improvements to Combat Gun Violence Hennepin County Department of Justice · OJP–Byrne · MN | $425,000 | $290, 3 donors | ||
| FY 2023 | Revitalization and Transformation of Huntington Place, a Low-Income, Affordable Housing Community Aeon Department of Housing and Urban Development · Community Development Fund · MN | $4,000,000 | |||
| FY 2023 | Corcoran Water Supply Construction Project City of Corcoran Department of Housing and Urban Development · Community Development Fund · MN | $3,000,000 | |||
| FY 2023 | Highway 610 Extension Project Department of Transportation · Highway Infrastructure Programs · MN | $2,750,000 | |||
| FY 2023 | Minnesota Valley State Trail - Lyndale to Nine Mile Creek Segment Department of Transportation · Highway Infrastructure Programs · MN | $2,350,000 | |||
| FY 2023 | Hennepin Technical College Procurement of Scenario-Based Training Equipment Hennepin Technical College Department of Justice · OJP-Byrne · MN | $2,090,000 | |||
| FY 2023 | City of Plymouth for Zachary Water Treatment Plant Enhancements Environmental Protection Agency · State and Tribal Assistance Grants - Drinking Water State Revolving Fund · MN | $2,000,000 | |||
| FY 2023 | Transit Station Solar Energy and EV Charging Demonstration Project SouthWest Transit Department of Energy · Energy Projects · MN | $1,854,150 | |||
| FY 2023 | North Memorial Health Care North Memorial Health Care, Robbinsdale, MN for facilities and equipment Department of Health and Human Services · Health Resources and Services Administration · MN | $1,000,000 | |||
| FY 2023 | Construction of a High Priority Off-Street Trail Along Zane Avenue Between 63rd Ave and Brooklyn Blvd Department of Transportation · Highway Infrastructure Programs · MN | $874,400 | |||
| FY 2023 | Boys & Girls Clubs of the Twin Cities Voyageur Environmental Center Renovation/Expansion Boys and Girls Clubs of the Twin Cities Department of Housing and Urban Development · Community Development Fund · MN | $750,000 | |||
| FY 2023 | Minnesota Psychiatric Information and Outreach Minnesota Psychiatric Information and Outreach, St. Paul, MN for behavioral health educational materials, training, and peer support services Department of Health and Human Services · Substance Use and Mental Health Services Administration · MN | $500,000 | |||
| FY 2023 | Twin Cities Habitat for Humanity - Minnetonka Townhome Twin Cities Habitat for Humanity Department of Housing and Urban Development · Community Development Fund · MN | $400,000 | |||
| FY 2023 | Expanding Community-Wide Domestic Violence Primary Prevention Education Maria Pew Family Foundation DBA Maria’s Voice Department of Justice · OJP-Byrne · MN | $250,000 | |||
| FY 2023 | Normandale Community College Normandale Community College, Bloomington, MN for health sciences education Department of Education · Higher Education · MN | $188,875 | |||
| FY 2023 | Edina Police Department Procurement of Tactical Micro-robot Systems Edina Police Department Department of Justice · COPS Tech · MN | $78,000 | |||
| FY 2022 | Water treatment City of Dayton Department of Housing and Urban Development · Community Development Fund · MN | $4,000,000 | |||
| FY 2022 | Extension of CSAH 116/Fletcher Bypass Extension of CSAH 116/Fletcher Bypass, City of Rogers, MN Department of Transportation · Highway Infrastructure Programs · MN | $3,501,040 | |||
| FY 2022 | Manitou Road Water Main Improvements City of Tonka Bay Department of Housing and Urban Development · Community Development Fund · MN | $3,000,000 | |||
| FY 2022 | Southwest Chaska Business Park Development - Sewer Extension City of Chaska Department of Housing and Urban Development · Community Development Fund · MN | $2,000,000 | |||
| FY 2022 | Highway 5 Mobility and Lake Minnewashta Causeway Bridge Highway 5 Mobility and Lake Minnewashta Causeway Bridge, Carver County, MN Department of Transportation · Highway Infrastructure Programs · MN | $2,000,000 | |||
| FY 2022 | Gateway Regional Park West River Road Pedestrian Underpass Three Rivers Park District Department of Housing and Urban Development · Community Development Fund · MN | $1,250,000 | |||
| FY 2022 | Brooklyn Park Small Business Development and Acceleration Center City of Brooklyn Park Department of Housing and Urban Development · Community Development Fund · MN | $1,000,000 | |||
| FY 2022 | Hennepin County Family Dependency Treatment Court Hennepin County Department of Justice · Byrne · MN | $500,000 | $290, 3 donors | ||
| FY 2022 | Change the Outcome Change the Outcome, Chanhassen, MN for substance use prevention and treatment services for youth and young adults Department of Health and Human Services · Substance Abuse and Mental Health Services Administration (SAMHSA) · MN | $375,000 | $500, 1 donor | ||
| FY 2022 | Vinland National Center Vinland National Center, Loretto, MN for mental health and substance use treatment services, and other support services, for people with brain injuries Department of Health and Human Services · Substance Abuse and Mental Health Services Administration (SAMHSA) · MN | $140,000 |
Fiscal years 2022–24 from GAO's Tracking the Funds data; 2026 from the House Appropriations Committee's tables. Matched to donors' employers and lobbying clients by name only; an employer's gifts are those in two-year periods up to the earmark's year, shown on each of its earmarks.
How they've voted lately
Nothing on record.
What they sponsor bills about
118th Congress: 22 sponsored, 0 became law · 117th Congress: 33 sponsored, 1 became law
Their bills
| Bill | Latest action |
|---|---|
| H.R. 772Public Law 117-35 To designate the facility of the United States Postal Service located at 229 Minnetonka Avenue South in Wayzata, Minneso | Aug 6, 2021 Became Public Law No: 117-35. |
| H.R. 9880 Entrepreneurship Corps for National Service Act | Sep 27, 2024 Referred to the Committee on Small Business, and in addition to the Committees on Education and the Workforce, |
| H.R. 9881 American Dream Accounts Act of 2024 | Dec 17, 2024 Referred to the Subcommittee on Social Security. |
| H.R. 9637 United States-Jordan Defense Cooperation Act of 2024 | Sep 17, 2024 Referred to the Committee on Foreign Affairs, and in addition to the Committee on Armed Services, for a period |
| H.R. 9576 Pathways to Policing Act | Sep 12, 2024 Referred to the House Committee on the Judiciary. |
| H.R. 9227 Porch Pirates Act of 2024 | Jul 30, 2024 Referred to the House Committee on the Judiciary. |
| H.R. 8462 Voter Choice Act | May 17, 2024 Referred to the House Committee on House Administration. |
| H.Res. 1140 Recognizing the exemplary service of General Mark Milley, United States Army, 20th Chairman of the Joint Chiefs of Staff | Apr 12, 2024 Referred to the House Committee on Armed Services. |
| H.R. 6030 Expanding Health Care Options for First Responders Act | Dec 17, 2024 Referred to the Subcommittee on Health. |
| H.R. 6002 21st Century Entrepreneurship Act | Oct 25, 2023 Referred to the Committee on Small Business, and in addition to the Committee on Education and the Workforce, |
| H.R. 5656 Michael F. Donoughe Tax Credit for Off Road Electric Vehicles Act | Sep 21, 2023 Referred to the House Committee on Ways and Means. |
| H.R. 5033 Ensuring Accountability for Equity at USDA Act | Jul 27, 2023 Referred to the House Committee on Agriculture. |
| H.Res. 613 Recognizing Tunisia's leadership in the Arab Spring and expressing support for upholding its democratic principles and n | Jul 25, 2023 Referred to the House Committee on Foreign Affairs. |
| H.R. 4801 HONEST Enterprise Act | Jul 21, 2023 Referred to the Subcommittee on Innovation, Data, and Commerce. |
| H.R. 4263 ADINA Act | Jun 23, 2023 Referred to the Subcommittee on Health. |
| H.R. 4078 Syria Detainee and Displaced Persons Act | Jun 13, 2023 Referred to the House Committee on Foreign Affairs. |
| H.R. 3651 Love Lives On Act of 2023 | Apr 16, 2024 Forwarded by Subcommittee to Full Committee by Voice Vote. |
| H.R. 3383 Employee Equity Investment Act of 2023 | May 16, 2023 Referred to the House Committee on Small Business. |
| H.R. 3384 Better Foreign Policy Through Better Pet Policy Act | May 17, 2023 Referred to the Subcommittee on Aviation. |
| H.R. 3065 School Access to Naloxone Act of 2023 | May 5, 2023 Referred to the Subcommittee on Health. |
| H.R. 3024 Life Saving Leave Act | Apr 28, 2023 Referred to the Committee on Education and the Workforce, and in addition to the Committees on Oversight and A |
| H.R. 1651 Small Business 7(a) Loan Agent Transparency Act | Jun 5, 2023 Placed on the Union Calendar, Calendar No. 77. |
| H.J.Res. 14 Amending title 36, United States Code, to direct the President to issue an annual proclamation establishing Democracy Da | Jan 10, 2023 Referred to the House Committee on Oversight and Accountability. |
| H.R. 9693 Lobbying Disclosure Reform Act of 2022 | Dec 23, 2022 Referred to the House Committee on the Judiciary. |
| H.R. 9481 Michael F. Donoughe Tax Credit for Off Road Electric Vehicles Act | Dec 8, 2022 Referred to the House Committee on Ways and Means. |
| Congress | Sponsored | Became law | Cosponsored |
|---|---|---|---|
| 118th | 22 | 0 | 587 |
| 117th | 33 | 1 | 524 |
1 former staff now lobbying
MAYA BOLTER
FAEGRE DRINKER BIDDLE & REATH LLP
4 clients
See the data
| Lobbyist | Former position, as they list it | Firms | Clients | Years |
|---|---|---|---|---|
| MAYA BOLTER | Legislative Intern, Representative Dean Phillips (D-MN-03), September 2019-December 2019 | FAEGRE DRINKER BIDDLE & REATH LLP | 4 | 2023–2026 |
From their payroll to lobbying
People Phillips's office paid, by the House's Statement of Disbursements, who later filed lobbying reports (LD-2), lobbying from after the office last paid them: matched by name only where one person on the whole House payroll and one registered lobbyist have it. "Confirmed": their lobbying reports list a job with Phillips themselves.
JENNIFER NAVARRO
Paid Intern - House Program, last paid Q2 2021 · GENERAL DYNAMICS CORP
1 client
ERIN MCCARTHY
Paid Intern - House Program, last paid Q2 2021 · FOOD MARKETPLACE INC.
1 client
See the data
| Lobbyist | On the payroll as | Last paid | Lobbying for | Clients | Years | Confirmed |
|---|---|---|---|---|---|---|
| JENNIFER NAVARRO | Paid Intern - House Program | Q2 2021 | GENERAL DYNAMICS CORP | 1 | 2021–2026 | no |
| ERIN MCCARTHY | Paid Intern - House Program | Q2 2021 | FOOD MARKETPLACE INC. | 1 | 2026 | no |
Holdings and trades
$12.7M – $75.3Mnet worth, 2025 report
120trades on their reports
0 of 70trades reported after 45 days
23 daystypical time to report a trade
0reports filed on paper
4filing extensions
Net worth, year by year
Their annual reports' value bands added up, less their debts', from the least to the most they could be worth (spouse and dependents included, a home not), on a log scale.
Largest holdings, 2025 report
The Dean B. Phillips 1992 GST Trust
Trust · Self
$5.0M+
The Phillips Qualified Blind Trust
Trust · Self
$5.0M+
The Dean B. Phillips 2001 GST Trust
Trust · Self
$1.0M+
Cash in JP Morgan checking accounts
Bank Deposit · Self
$1.0M+
Cash in JP Morgan investment accounts
Bank Deposit · Self
$1.0M+
Arcadia Medal Investors, LP
Other · Self
$500K+
Benefit Street Partners IV LLC (Providence Onshore)
Investment Fund · Self
$500K+
CD&R Fund X Private Investors, Cayman LP
Investment Fund · Self
$500K+
Cerberus VI Private Investors, LLC
Investment Fund · Self
$500K+
HPS Mezzanine Private Investors III LLC Onshore
Investment Fund · Self
$500K+
Starwood SOF XI Private Investors
Investment Fund · Self
$500K+
John Hancock Life Insurance Policy
Life Insurance · Self
$500K+
Their 25 largest holdings, as a table
| Asset | Kind | Owner | Value | Income |
|---|---|---|---|---|
| The Dean B. Phillips 1992 GST Trust | Trust | Self | $5.0M – $25.0M | QBT Income: $50K – $100K |
| The Phillips Qualified Blind Trust | Trust | Self | $5.0M – $25.0M | QBT Income: $100K – $1.0M |
| The Dean B. Phillips 2001 GST Trust | Trust | Self | $1.0M – $5.0M | QBT Income: $15K – $50K |
| Cash in JP Morgan checking accounts | Bank Deposit | Self | $1.0M – $5.0M | Interest: $1 – $200 |
| Cash in JP Morgan investment accounts | Bank Deposit | Self | $1.0M – $5.0M | Interest: $2,501 – $5,000 |
| Arcadia Medal Investors, LP | Other | Self | $500K – $1.0M | None: — |
| Benefit Street Partners IV LLC (Providence Onshore) | Investment Fund | Self | $500K – $1.0M | Partnership Income: $100K – $1.0M |
| CD&R Fund X Private Investors, Cayman LP | Investment Fund | Self | $500K – $1.0M | Partnership Income: $100K – $1.0M |
| Cerberus VI Private Investors, LLC | Investment Fund | Self | $500K – $1.0M | Partnership Income: $50K – $100K |
| HPS Mezzanine Private Investors III LLC Onshore | Investment Fund | Self | $500K – $1.0M | Partnership Income: $15K – $50K |
| Starwood SOF XI Private Investors | Investment Fund | Self | $500K – $1.0M | None: — |
| John Hancock Life Insurance Policy | Life Insurance | Self | $500K – $1.0M | None: — |
| Apollo EPF III Private Investors, LLC (Onshore) | Investment Fund | Self | $250K – $500K | None: — |
| Blackstone Partners Investment Fund LP Class B | Investment Fund | Self | $250K – $500K | Partnership Income: $15K – $50K |
| Corbin Capital Partners - Pinehurst Partners LP | Investment Fund | Self | $250K – $500K | Partnership Income: $15K – $50K |
| Rational Energies LLC | Business Entity | Self | $250K – $500K | None: — |
| Rational Energies LLC | Business Entity | Self | $250K – $500K | None: — |
| North American Life Insurance Policy | Life Insurance | Self | $250K – $500K | None: — |
| Artwork | Personal Property | Self | $100K – $250K | None: — |
| AP Europe VII (APAX) Private Investors Onshore LLC | Investment Fund | Self | $100K – $250K | Partnership Income: $201 – $1,000 |
| Cash in JP Morgan investment account | Bank Deposit | Self | $100K – $250K | Interest: $201 – $1,000 |
| PEG Secondary Private Equity Investors III LP | Investment Fund | Self | $50K – $100K | Partnership Income: $5,001 – $15K |
| Baird Brokerage ⇒ Baird - Cash | Bank Deposit | Self | $50K – $100K | Interest: $1,001 – $2,500 |
| KKR 2006 Private Investors, LLC (Onshore) | Investment Fund | Self | $50K – $100K | Partnership Income: $1,001 – $2,500 |
| MyMeds, Inc. | Business Entity | Self | $50K – $100K | None: — |
Trades, month by month
Every trade on their reports by the trade's date: purchases up, sales down. Hover a month for what was traded.
- Purchases
- Sales
What they trade most
JPMorgan Investor Grow Fd - Cl I (ONIFX)
2021–2022 · $63K – $245K
7 trades
JPMorgan Invest Balance Fd - Cl I (OIBFX)
2021–2021 · $60K – $200K
4 trades
HD Supply Holdings, Inc. (HDS)
2020–2020 · $4,004 – $60K
4 trades
Accenture plc Class A Ordinary Shares (ACN)
2021–2021 · $4,004 – $60K
4 trades
Six Circles U.S. Unconstrained Equity Fund (CUSUX)
2021–2023 · $1.6M – $6.3M
3 trades
Selective Insurance group
2020–2020 · $3,003 – $45K
3 trades
Six Circles International Unconstrained Equity Fund (CIUEX)
2021–2023 · $750K – $1.5M
2 trades
Six Circles Credit Opportunity (CRDOX)
2021–2021 · $500K – $1.0M
2 trades
goldman Sachs group Inc. Var Rt Perp Mat dtd 04/23/2015
2021–2021 · $251K – $515K
2 trades
PGIM High Yield-Q (PHYQX)
2021–2021 · $101K – $265K
2 trades
All 120 trades
| Date | Asset | Trade | Owner | Amount | Days to report |
|---|---|---|---|---|---|
| 2024-07-02 | Outsell, Inc. [OL] Dean Phillips , 08/01/2024 via Fialko, LLC | Sale (Full) | Self | $1,001 – $15K | 30 |
| 2024-06-27 | Outsell, Inc. via Fialko, LLC | Sale (Partial) | Self | $1.0M – $5.0M | 35 |
| 2024-05-21 | Arcadia Medal Investors, LP | Purchase | Self | $500K – $1.0M | 30 |
| 2023-07-13 | Six Circles US Unconstrained Equity Fund via Trust 1 | Sale (Full) | Self | $500K – $1.0M | annual |
| 2023-07-13 | Six Circles Tax Aware Bond Fund via Trust 1 | Sale (Full) | Self | $250K – $500K | annual |
| 2023-07-13 | Six Circles International Unconstrained Equity Fund via Trust 1 | Sale (Full) | Self | $250K – $500K | annual |
| 2022-12-30 | Spark Boulder 24, LLC via Privately-Held Business Entities | Sale (Full) | Self | $15K – $50K | annual |
| 2022-12-15 | JPMorgan Investor Grow Fd - Cl I via Trust 2 | Sale (Partial) | Self | $15K – $50K | annual |
| 2022-08-17 | 100 University Family Limited Partnership ⇒ Commercial Property via Phillips Family Properties, LLC | Sale (Full) | Self | $15K – $50K | annual |
| 2022-08-17 | Commercial Property via 100 University Family Limited Partnership | Sale (Full) | Self | $1.0M – $5.0M | annual |
| 2021-12-16 | JPMorgan Investor Grow Fd - Cl I via Trust 2 | Purchase | Self | $15K – $50K | annual |
| 2021-10-06 | Six Circles U.S. Unconstrained Equity Fund | Sale (Full) | Self | $1.0M – $5.0M | annual |
| 2021-10-06 | Six Circles International Unconstrained Equity Fund | Sale (Full) | Self | $500K – $1.0M | annual |
| 2021-10-06 | Six Circles Credit Opportunity | Sale (Full) | Self | $250K – $500K | annual |
| 2021-10-01 | JPMorgan Investor Grow Fd - Cl I via Trust 2 | Purchase | Self | $1,001 – $15K | annual |
| 2021-09-01 | Capital One Financial Co Var Rt 12/01/2165 dtd 05/14/2015 | Sale (Full) | Self | $15K – $50K | annual |
| 2021-08-12 | JPMorgan Investor Grow Fd - Cl I via Trust 2 | Sale (Partial) | Self | $15K – $50K | annual |
| 2021-08-12 | JPMorgan Invest Balance Fd - Cl I via Trust 2 | Sale (Full) | Self | $15K – $50K | annual |
| 2021-07-21 | AstraZeneca PLC - American Depositary Shares | Exchange | Self | $1,001 – $15K | annual |
| 2021-07-21 | Alexion Pharmaceuticals, Inc. | Sale (Full) | Self | $1,001 – $15K | annual |
| 2021-07-01 | Phoenix AZ Ref Unlimited Tax 4% 07/01/2021 dtd 06/24/2014 | Sale (Full) | Self | $15K – $50K | annual |
| 2021-07-01 | Honolulu City & Cnty HI Wstwtr Sys Rev 5% A Jul 01 2025 Dtd | Sale (Full) | Self | $15K – $50K | annual |
| 2021-07-01 | JPMorgan Investor Grow Fd - Cl I via Trust 2 | Purchase | Self | $1,001 – $15K | annual |
| 2021-06-15 | MetLife, Inc Var Rt 12/15/2165 dtd 06/01/2015 | Sale (Full) | Self | $50K – $100K | annual |
| 2021-06-11 | JPMorgan Invest Balance Fd - Cl I via Trust 2 | Sale (Partial) | Self | $15K – $50K | annual |
| 2021-05-17 | Digital Realty Trust Inc PFD | Sale (Full) | Self | $1,001 – $15K | annual |
| 2021-05-03 | MO St Hwys & Trnst Ref-1st Lien-Ser A 5% 05/01/2021 dtd 06/03/2014 | Sale (Full) | Self | $15K – $50K | annual |
| 2021-04-15 | Varian Medical Systems, Inc. | Sale (Full) | Self | $1,001 – $15K | annual |
| 2021-04-15 | U.S. Bancorp Var Rt 01/15/2166 dtd 11/23/2015 | Sale (Full) | Self | $15K – $50K | annual |
| 2021-04-15 | Morgan Stanley Rt 07/15/2165 dtd 03/19/2015 | Sale (Full) | Self | $250K – $500K | annual |
| 2021-04-01 | JPMorgan Investor Grow Fd - Cl I via Trust 2 | Purchase | Self | $1,001 – $15K | annual |
| 2021-03-25 | JPMorgan Invest Balance Fd - Cl I via Trust 2 | Sale (Partial) | Self | $15K – $50K | annual |
| 2021-03-15 | Wachovia Cap Trust III Var Rt Mar 15 2166 dtd 2/1/2006 | Sale (Full) | Self | $250K – $500K | annual |
| 2021-03-15 | State Street Corp Var Rt 09/15/2165 dtd 05/21/2015 | Sale (Partial) | Self | $1,001 – $15K | annual |
| 2021-03-02 | Vanguard Intm Trm T/E - ADM | Purchase | Self | $1,001 – $15K | annual |
| 2021-03-01 | Raleigh NC Comb Enterprise Sys Rev 5% Mar 01 2021 dtd 02/10/2011 | Sale (Full) | Self | $15K – $50K | annual |
| 2021-03-01 | PGIM High Yield-Q | Purchase | Self | $1,001 – $15K | annual |
| 2021-02-23 | Six Circles Credit Opportunity | Purchase | Self | $250K – $500K | annual |
| 2021-02-23 | PIMCO High Yield Fund-Inst | Sale (Full) | Self | $250K – $500K | annual |
| 2021-02-23 | PGIM High Yield-Q | Purchase | Self | $100K – $250K | annual |
| 2021-02-19 | Vanguard Intm Trm T/E - ADM | Purchase | Self | $50K – $100K | annual |
| 2021-02-19 | SPDR S&P 500 ETF Trust | Sale (Partial) | Self | $100K – $250K | annual |
| 2021-02-19 | Six Circles U.S. Unconstrained Equity Fund | Purchase | Self | $100K – $250K | annual |
| 2021-02-19 | Citigroup Inc. Var Rt Perp Mat dtd 11/13/2015 | Sale (Full) | Self | $1,001 – $15K | annual |
| 2021-02-19 | Citigroup Inc. Var Rt Perp Mat dtd 02/18/2021 | Purchase | Self | $1,001 – $15K | annual |
| 2021-02-16 | Citigroup Inc. Var Rt Perp Mat dtd 11/13/2015 | Sale (Partial) | Self | $1,001 – $15K | annual |
| 2021-02-10 | Citigroup Inc. Var Rt Perp Mat dtd 02/18/2021 | Purchase | Self | $1,001 – $15K | annual |
| 2021-02-05 | Goldman Sachs Group Inc. Var Rt Perp Mat dtd 04/23/2015 | Sale (Full) | Self | $250K – $500K | annual |
| 2021-01-26 | uS Bancorp VAR RT Perp Mat dtd 11/23/2015 | Sale (Partial) | Self | $1,001 – $15K | 18 |
| 2021-01-26 | SVB Financial group Var RT Perp Mat dtd 02/02/2021 | Purchase | Self | $1,001 – $15K | 18 |
| 2021-01-25 | Honeywell International Inc. | Sale (Partial) | Self | $1,001 – $15K | 19 |
| 2021-01-21 | PACCAR Inc. | Sale (Partial) | Self | $1,001 – $15K | 23 |
| 2021-01-19 | Wells Fargo & CO Var RT Perp Mat dtd 01/26/2021 | Purchase | Self | $15K – $50K | 25 |
| 2021-01-19 | goldman Sachs group Inc. Var Rt Perp Mat dtd 04/23/2015 | Sale (Full) | Self | $1,001 – $15K | 25 |
| 2021-01-15 | JPMorgan Invest Balance Fd - Cl I via Trust 2 | Sale (Partial) | Self | $15K – $50K | annual |
| 2021-01-12 | Fresenius Medical Care Ag | Purchase | Self | $1,001 – $15K | 32 |
| 2021-01-12 | Booking Holdings Inc. | Sale (Partial) | Self | $1,001 – $15K | 32 |
| 2021-01-12 | Accenture plc Class A Ordinary Shares | Sale (Full) | Self | $1,001 – $15K | 32 |
| 2021-01-11 | Fresenius Medical Care Ag | Purchase | Self | $1,001 – $15K | 33 |
| 2021-01-11 | Chubb limited | Sale (Partial) | Self | $1,001 – $15K | 33 |
| 2021-01-11 | Accenture plc Class A Ordinary Shares | Sale (Partial) | Self | $1,001 – $15K | 33 |
| 2021-01-08 | WI St Transportation Rev Ref-Ser 2; 5.0%; Due 07/01/2026 [gS] | Purchase | Self | $15K – $50K | 36 |
| 2021-01-08 | Chubb limited | Sale (Partial) | Self | $1,001 – $15K | 36 |
| 2021-01-08 | Arch Capital group ltd. | Purchase | Self | $1,001 – $15K | 36 |
| 2021-01-08 | Accenture plc Class A Ordinary Shares | Sale (Partial) | Self | $1,001 – $15K | 36 |
| 2021-01-07 | Tiffany & Co. | Sale (Full) | Self | $1,001 – $15K | 37 |
| 2021-01-07 | Accenture plc Class A Ordinary Shares | Sale (Partial) | Self | $1,001 – $15K | 37 |
| 2021-01-05 | Tesla, Inc. | Purchase | Self | $1,001 – $15K | 39 |
| 2021-01-05 | Iron Mountain Incorporated | Purchase | Self | $1,001 – $15K | 39 |
| 2021-01-05 | Eversource Energy | Purchase | Self | $1,001 – $15K | 39 |
| 2021-01-05 | Equitable Holdings Inc. | Purchase | Self | $1,001 – $15K | 39 |
| 2021-01-05 | DTE Energy Company | Sale (Full) | Self | $1,001 – $15K | 39 |
| 2021-01-05 | AT&T Inc. | Sale (Partial) | Self | $1,001 – $15K | 39 |
| 2021-01-05 | American Airlines group, Inc. | Sale (Partial) | Self | $1,001 – $15K | 39 |
| 2021-01-05 | Alexion Pharmaceuticals, Inc. | Purchase | Self | $1,001 – $15K | 39 |
| 2021-01-05 | Abbott Laboratories | Purchase | Self | $1,001 – $15K | annual |
| 2021-01-04 | JPMorgan Investor Grow Fd - Cl I via Trust 2 | Purchase | Self | $15K – $50K | annual |
| 2021-01-04 | Six Circles Tax Aware Ultra Short Duration Fund via Trust 1 | Sale (Full) | Self | $15K – $50K | annual |
| 2021-01-04 | iShares Core MSCI EAFE ETF via Trust 1 | Sale (Full) | Self | $100K – $250K | annual |
| 2020-12-31 | Selective Insurance group | Sale (Partial) | Self | $1,001 – $15K | 9 |
| 2020-12-29 | First Citizens bancshare PFD | Sale (Partial) | Self | $1,001 – $15K | 11 |
| 2020-12-24 | Fifth Third bancorp 09/30/2165 DTD 06/05/2014 | Sale (Full) | Self | $1,001 – $15K | 16 |
| 2020-12-22 | HD Supply Holdings, Inc. | Sale (Full) | Self | $1,001 – $15K | 18 |
| 2020-12-21 | HD Supply Holdings, Inc. | Sale (Partial) | Self | $1,001 – $15K | 19 |
| 2020-12-18 | Vertex Pharmaceuticals Incorporated | Purchase | Self | $1,001 – $15K | 22 |
| 2020-12-18 | Transdigm group Incorporated Transdigm group Inc. | Sale (Partial) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | Tesla, Inc. | Purchase | Self | $50K – $100K | 22 |
| 2020-12-18 | Simon Property group, Inc. | Purchase | Self | $1,001 – $15K | 22 |
| 2020-12-18 | SbA Communications Corporation - Class A | Sale (Full) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | Salesforce.com Inc | Sale (Partial) | Self | $15K – $50K | 22 |
| 2020-12-18 | NiSource Inc | Sale (Full) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | Jack Henry & Associates, Inc. | Sale (Full) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | Intel Corporation | Purchase | Self | $1,001 – $15K | 22 |
| 2020-12-18 | HD Supply Holdings, Inc. | Sale (Partial) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | gilead Sciences, Inc. | Sale (Partial) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | Fifth Third bancorp 09/30/2165 DTD 06/05/2014 | Sale (Partial) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | Equinix, Inc. | Sale (Partial) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | Dollar Tree, Inc. | Purchase | Self | $1,001 – $15K | 22 |
| 2020-12-18 | Digital Realty Trust, Inc. | Sale (Full) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | Consolidated Edison, Inc. | Sale (Partial) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | Clorox Company | Sale (Full) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | Citrix Systems, Inc. | Sale (Partial) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | Citizens Financial group, Inc. | Sale (Partial) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | Cisco Systems, Inc. | Purchase | Self | $1,001 – $15K | 22 |
| 2020-12-18 | boston Scientific Corporation | Sale (Partial) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | baxter International Inc. | Sale (Partial) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | AT&T Inc. | Sale (Partial) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | Arconic Corporation | Sale (Partial) | Self | $1,001 – $15K | 22 |
| 2020-12-18 | American Airlines group, Inc. | Purchase | Self | $1,001 – $15K | 22 |
| 2020-12-18 | Akamai Technologies, Inc. | Sale (Full) | Self | $1,001 – $15K | 22 |
| 2020-12-17 | HD Supply Holdings, Inc. | Sale (Partial) | Self | $1,001 – $15K | 23 |
| 2020-12-16 | Sony Corporation | Purchase | Self | $1,001 – $15K | 24 |
| 2020-12-16 | JP Morgan Chase & Co. | Purchase | Self | $1,001 – $15K | 24 |
| 2020-12-16 | First Citizens bancshare PFD | Sale (Partial) | Self | $1,001 – $15K | 24 |
| 2020-12-16 | Comcast Corporation - Class A | Purchase | Self | $1,001 – $15K | 24 |
| 2020-12-10 | Masco Corporation | Purchase | Self | $1,001 – $15K | 30 |
| 2020-12-09 | Masco Corporation | Purchase | Self | $1,001 – $15K | 31 |
| 2020-12-08 | Charles Schwab Corp Var Rt Perp Mat Dtd 12/11/2020 | Purchase | Self | $15K – $50K | 32 |
| 2020-12-07 | Selective Insurance group | Sale (Partial) | Self | $1,001 – $15K | 33 |
| 2020-12-02 | Selective Insurance group | Purchase | Self | $1,001 – $15K | 38 |
What their office spends
What Phillips's House office spent each quarter, from the House's Statement of Disbursements (the Member's Representational Allowance: staff, travel, offices in Washington and the district, mail): $942,143 over the last 4 quarters, 89% of it staff pay. A quarter's figures include late lines charged to the year before.
- Staff pay
- Travel
- Offices: rent, phones, utilities
- Mail and printing
- Everything else
The numbers
| Quarter | Staff pay | Travel | Offices: rent, phones, utilities | Mail and printing | Everything else | Total |
|---|---|---|---|---|---|---|
| Q2 '25 | $0 | $0 | $0 | $0 | $55 | $55 |
| Q1 '25 | $33,937 | $1,329 | $3,573 | $62 | $9,006 | $47,907 |
| Q4 '24 | $407,328 | $8,482 | $26,037 | $22 | $11,442 | $453,311 |
| Q3 '24 | $398,692 | $14,641 | $22,048 | $206 | $5,283 | $440,870 |
| Q2 '24 | $479,201 | $12,002 | $22,922 | $573 | $5,645 | $520,344 |
| Q1 '24 | $359,431 | $2,823 | $24,814 | $478 | $70,296 | $457,843 |
| Q4 '23 | $459,089 | $5,135 | $40,779 | $12,734 | $17,667 | $535,404 |
| Q3 '23 | $358,343 | $7,645 | $40,775 | $4,587 | $32,120 | $443,470 |
| Q2 '23 | $346,257 | $19,665 | $30,299 | $1,098 | $80,425 | $477,744 |
| Q1 '23 | $385,221 | $9,838 | $27,585 | $2,968 | $52,905 | $478,517 |
| Q4 '22 | $376,722 | $8,978 | $36,641 | $2,545 | $32,078 | $456,964 |
| Q3 '22 | $293,498 | $10,009 | $26,299 | $87,254 | $24,568 | $441,628 |
| Q2 '22 | $366,526 | $24,320 | $34,020 | $57,345 | $28,871 | $511,083 |
| Q1 '22 | $260,285 | $2,132 | $33,379 | $21,406 | $46,399 | $363,603 |
| Q4 '21 | $322,528 | $12,530 | $23,703 | $16,337 | $27,599 | $402,698 |
| Q2 '21 | $252,656 | $2,232 | $30,581 | $748 | $30,605 | $316,821 |
| Q1 '21 | $257,077 | $910 | $31,227 | $32,315 | $64,019 | $385,548 |
Private funds
42private funds, LLCs and trusts with no ticker
11file a Form D with the SEC
—bought within 30 days of the fund's first sale
Where the money goes
Their trades in each (band midpoints) plus their largest year holding it. Funds that sell to outside investors file a Form D with the SEC, which names who runs them; family LLCs, trusts and private companies file nothing public. A trade made through a family LLC counts for the LLC and for what it bought.
J.P. Morgan Private Investments Inc.
3 funds · manages $470.0B · 75 private funds
$3.2M
Rational Energies LLC
files a Form D
$750K
Blackstone Alternative Asset Management L.P.
manages $92.0B · 113 private funds
$375K
J.P. Morgan Investment Management Inc.
manages $3519.4B · 239 private funds
$175K
Carbon County Partners I, LP
manager per Form D
$33K
GIF IV Private Investors Onshore LLC Class A
files a Form D
$33K
Booking Holdings Inc. (BKNg)
files a Form D
$8,000
E-T Energy Ltd.
files a Form D
$8,000
Eton Park Associates, L.P
manager per Form D
$8,000
The Dean B. Phillips 1992 GST Trust
held from 2023
$15.0M
The Phillips Qualified Blind Trust
held from 2021
$15.0M
Fialko, LLC
trades went through it
$3.0M
100 University Family Limited Partnership
trades went through it
$3.0M
Cerberus VI Private Investors, LLC
held from 2021
$3.0M
The Dean B. Phillips 2001 GST Trust
held from 2023
$3.0M
Arcadia Medal Investors, LP
1 trades
$1.5M
Apollo EPF III Private Investors, LLC (Onshore)
held from 2021
$750K
Benefit Street Partners IV LLC (Providence Onshore)
held from 2021
$750K
HPS Mezzanine Private Investors III LLC Onshore
held from 2021
$750K
Outsell, Inc.
held from 2021
$750K
Starwood SOF XI Private Investors
held from 2021
$750K
All 42, with what their filings say
Matched to SEC filers by name, so a match means "a filer with this name". Form D facts are from the newest one; manager figures from the SEC's monthly Form ADV file. Money is band midpoints, not dollars invested.
| Fund or entity | Manager | Formed | Kind | Minimum | Investors | First sale | They bought | Traded | Held |
|---|---|---|---|---|---|---|---|---|---|
| The Dean B. Phillips 1992 GST Trust | held 2023 | $5.0M – $25.0M | |||||||
| The Phillips Qualified Blind Trust | held 2021 | $5.0M – $25.0M | |||||||
| Fialko, LLC trades went through it | $1.0M – $5.0M | ||||||||
| 100 University Family Limited Partnership trades went through it | $1.0M – $5.0M | ||||||||
| CD&R Fund X Private Investors, Cayman LP | J.P. Morgan Private Investments Inc. $470.0B managed | 2017, Cayman Islands | Private Equity Fund | $100K | 126 | 2017-04-13 | held 2021 | $1.0M – $5.0M | |
| Cerberus VI Private Investors, LLC | held 2021 | $1.0M – $5.0M | |||||||
| The Dean B. Phillips 2001 GST Trust | held 2023 | $1.0M – $5.0M | |||||||
| Arcadia Medal Investors, LP | 2024-05-21 | $500K – $1.0M | $500K – $1.0M | ||||||
| Rational Energies LLC | over 5 years, Minnesota | $25K | 17 | 2012-01-23 | held 2021 | $500K – $1.0M | |||
| Apollo EPF III Private Investors, LLC (Onshore) | held 2021 | $500K – $1.0M | |||||||
| Benefit Street Partners IV LLC (Providence Onshore) | held 2021 | $500K – $1.0M | |||||||
| HPS Mezzanine Private Investors III LLC Onshore | held 2021 | $500K – $1.0M | |||||||
| Outsell, Inc. | held 2021 | $500K – $1.0M | |||||||
| Starwood SOF XI Private Investors | held 2021 | $500K – $1.0M | |||||||
| Spark Boulder 24, LLC | held 2021 | $15K – $50K | $250K – $500K | ||||||
| Blackstone Partners Investment Fund LP Class B filed as Blackstone Partners Investment Fund L.P. | Blackstone Alternative Asset Management L.P. $92.0B managed | over 5 years, Delaware | Hedge Fund | 1048 | 1990-09-01 | held 2021 | $250K – $500K | ||
| Corbin Capital Partners - Pinehurst Partners LP | held 2021 | $250K – $500K | |||||||
| Penny's Coffee LLC | held 2021 | $200K – $500K | |||||||
| Highbridge Mezzanine Partners LP | held 2021 | $115K – $300K | |||||||
| AP Europe VII (APAX) Private Investors Onshore LLC | held 2021 | $100K – $250K | |||||||
| Geniecast, LLC | held 2021 | $100K – $250K | |||||||
| HPS Mezzanine Private Investors II LLC | J.P. Morgan Private Investments Inc. $470.0B managed | 2012, Delaware | Private Equity Fund | $100K | 546 | 2012-01-31 | held 2021 | $100K – $250K | |
| KKR 2006 Private Investors, LLC (Onshore) | held 2021 | $100K – $250K | |||||||
| PEG Secondary Private Equity Investors III LP | J.P. Morgan Investment Management Inc. $3519.4B managed | 2015, Delaware | Private Equity Fund | $250K | 406 | 2016-04-01 | held 2021 | $100K – $250K | |
| Phillips Adam Smith Partners, LLC (f/k/a Adam Smith Fund, LLC) | held 2021 | $100K – $250K | |||||||
| MyMeds, Inc. | held 2021 | $50K – $100K | |||||||
| 100 University Family Limited Partnership ⇒ Commercial Property | held 2021 | $15K – $50K | $15K – $50K | ||||||
| Phillips Family Properties, LLC trades went through it | $15K – $50K | ||||||||
| AIF VI Private Investors LLC | held 2021 | $15K – $50K | |||||||
| Cushing MLP Opportunity Fund 1 LP | Carbon County Partners I, LP | over 5 years, Delaware | Hedge Fund | $1.0M | 180 | 2006-11-01 | held 2021 | $15K – $50K | |
| GIF IV Private Investors Onshore LLC Class A filed as GIF IV Private Investors, LLC | 2011, Delaware | Other Investment Fund | $250K | 470 | 2011-05-10 | held 2021 | $15K – $50K | ||
| GSO Private Investors II, LLC Class B filed as GSO Private Investors II, LLC | J.P. Morgan Private Investments Inc. $470.0B managed | 2012, Delaware | Private Equity Fund | $100K | 308 | 2012-12-31 | held 2021 | $15K – $50K | |
| JP Morgan Alternative Property Fund Domestic 1 LP | held 2021 | $15K – $50K | |||||||
| JP Morgan India Property Fund, LP | held 2021 | $15K – $50K | |||||||
| Carlyle Asia Partners II Private Investors LLC | held 2021 | $2,002 – $30K | |||||||
| 100 University Family Limited Partnership ⇒ Artwork | held 2021 | $1,001 – $15K | |||||||
| Arch Capital group Ltd. (ACgL) | 2021-01-08 | $1,001 – $15K | |||||||
| Booking Holdings Inc. (BKNg) | over 5 years, Delaware | 7 | 2018-04-26 | $1,001 – $15K | |||||
| Digital Realty Trust, Inc. (DlR) | $1,001 – $15K | ||||||||
| E-T Energy Ltd. | over 5 years, Alberta, Canada | 1 | 2009-10-19 | held 2022 | $1,001 – $15K | ||||
| Eton Park Fund, LP Class E - New Issue Ineligible Non-Self Dealing filed as Eton Park Fund, L.P. | Eton Park Associates, L.P | over 5 years, Delaware | Hedge Fund | 1031 | 2004-11-01 | held 2021 | $1,001 – $15K | ||
| JP Morgan Alternative Property Fd Domestic 1 LP | held 2021 | $1,001 – $15K |
How their trades did
Each of Phillips's trades in a company's stock, priced on its trade date and again 30 and 90 days later, less what the S&P 500 did over the same days; a sale counts the other way. 45 of their trades could be priced (ETFs, funds and since-delisted stocks can't). Their average is within what chance gives. Every member, compared.
- the same trades on other days (95% of the time)
- their average against the market
-10%-5.0%0+5.0%+10%
30 days later
45 trades · 58% beat the market
+1.0%
90 days later
45 trades · 51% beat the market
+2.1%
Before the public knew: between trading and first reporting a trade (a median of 22 days; 0% of them reported late), their trades moved +0.8% against the market, where the same trades on other days give -2.1% to +3.3%. Copying each on the day it was reported would have earned -1.4% over the next 30 days.
Their trades as a fund
Each purchase buys the middle of its amount band, each sale sells it, from Dec 9, 2020: 10.5% a year against the S&P 500's 14.6%; copying the reports, 9.0%. Their timing is within what chance gives (the same stocks, in the same order, moved by up to a year). The House ETF.
- Their trades
- Copying the reports
- S&P 500
Best timed
- Bought Intel Corporation (INTC) 2020-12-18 · $1,001 – $15K · +19.6% against the market in 30 days, +29.9% in 90
- Bought Tesla, Inc. (TSLA) 2020-12-18 · $50K – $100K · +19.0% against the market in 30 days, -12.1% in 90
- Bought JP Morgan Chase & Co. (JPM) 2020-12-16 · $1,001 – $15K · +13.8% against the market in 30 days, +20.7% in 90
Worst timed
- Bought Fresenius Medical Care Ag (FMS) 2021-01-11 · $1,001 – $15K · -18.8% against the market in 30 days, -18.3% in 90
- Sold Citizens Financial group, Inc. (CFG) 2020-12-18 · $1,001 – $15K · -16.8% against the market in 30 days, -28.0% in 90
- Bought Fresenius Medical Care Ag (FMS) 2021-01-12 · $1,001 – $15K · -15.9% against the market in 30 days, -18.3% in 90
Financial disclosures
20 reports
Every report is a PDF at the Clerk of the House (disclosures-clerk.house.gov); a member's reports are linked on their page.
| Filed | Report | Entries |
|---|---|---|
| Apr 23, 2025 | Termination Report for 2025 | 3 |
| Jan 14, 2025 | Extension for 2025 | — |
| Aug 13, 2024 | Annual Report for 2023 | 3 |
| Aug 1, 2024 | Periodic Transaction Report | 2 |
| Jun 20, 2024 | Periodic Transaction Report | 1 |
| Apr 18, 2024 | Extension for 2023 | — |
| Aug 12, 2023 | Annual Report for 2022 | 4 |
| May 3, 2023 | Extension for 2022 | — |
| Aug 13, 2022 | Annual Report for 2021 | 70 |
| Aug 13, 2022 | Periodic Transaction Report | 1 |
| Apr 29, 2022 | Extension for 2021 | — |
| Sep 23, 2021 | Periodic Transaction Report | 0 |
| Aug 13, 2021 | Periodic Transaction Report | 0 |
| Jul 14, 2021 | Periodic Transaction Report | 0 |
| Jun 8, 2021 | Periodic Transaction Report | 0 |
| May 12, 2021 | Periodic Transaction Report | 0 |
| Apr 7, 2021 | Periodic Transaction Report | 0 |
| Mar 9, 2021 | Periodic Transaction Report | 0 |
| Feb 13, 2021 | Periodic Transaction Report | 28 |
| Jan 9, 2021 | Periodic Transaction Report | 41 |