Alan S. Lowenthal D
Democratic representative for California (CA-47) (former), in the House since Jan 3, 2013.
Among all 440 members
Each dot is a member; Lowenthal is the ringed one. Hover or tap a dot for who it is.
Raised
Their campaign's receipts in its latest two-year period (FEC); a log scale
Votes with their party
On party votes in the 119th Congress: most Democrats against most Republicans
Missed votes
Share of the 119th Congress's roll calls they didn't vote on
Lobbyists' giving
Contributions and honors lobbyists and their firms report giving them (LD-203), 2021 on; a log scale
Money from out of state
Share of their itemized individual contributions from donors outside their state, latest period (FEC)
Bills sponsored
In the 119th Congress (GovInfo's bill records)
Voting record
Voteview's DW-NOMINATE first dimension, from every roll call they cast
Where their campaign money comes from
- Individuals
- PACs
- Parties
- Candidate's own money
- Other
2025–26
$0
2023–24
$2,500
2021–22
$193K
See the data
| Period | Raised | Individuals | PACs | Parties | Own money | Spent | Cash | Outside for | Outside against |
|---|---|---|---|---|---|---|---|---|---|
| 2025–26 | $0 | $0 | $0 | $0 | $0 | $43,318 | $69,090 | $0 | $0 |
| 2023–24 | $2,500 | $0 | $0 | $0 | $0 | $85,069 | $112,408 | $0 | $0 |
| 2021–22 | $193,409 | $23,593 | $165,500 | $0 | $0 | $393,467 | $191,977 | $8 | $0 |
FEC totals through Sep 30, 2026.
Who gives to them
Their itemized individual contributions (over $200 from a donor in an election cycle): from inside California versus everywhere else, each period.
- From California
- From out of state
2021–22
$6,570
Where it came from
- Less
- More
- Their state
Their donors' employers
Employers as donors wrote them, 2021 on (retired and not employed donors aside).
NESSEL DEVELOPMENT
$2,900
LBS FINANCIAL CREDIT UNION
$800
ENS RESOURCES INC
$750
THE CORMAC GROUP LLP
$500
LINCOLN CONCEPTS
$500
JAMES F MCCONNELL
$500
COMMONWEALTH OF MASS
$250
CYPRESS COLLEGE
$50
CITY OF LOS ANGELES
$20
The largest donors, and the numbers
| Period | Itemized | Contributions | From CA | Retired donors |
|---|---|---|---|---|
| 2021–22 | $6,570 | 15 | 62% | 5% |
| Donor | Where | Employer, occupation | Total |
|---|---|---|---|
| NESSEL, ARIEL | ROSS, CA | NESSEL DEVELOPMENT, SELF EMPLOYED | $2,900 |
| SAPIRSTEIN, ERIC | ALEXANDRIA, VA | ENS RESOURCES, INC, CONSULTANT | $750 |
| CHLOPECKI, JULIE | MCLEAN, VA | LINCOLN CONCEPTS, SMALL BUSINESS OWNER | $500 |
| MCCONNELL, JAMES F. | NEW YORK, NY | JAMES F. MCCONNELL, ATTORNEY | $500 |
| NAPPER, JEFF | CYPRESS, CA | LBS FINANCIAL CREDIT UNION, PRESIDENT/CEO | $500 |
| SLADE, JONATHAN | WASHINGTON, DC | THE CORMAC GROUP LLP, PRINCIPAL | $500 |
| DICK, WAYNE | LONG BEACH, CA | N/A, RETIRED | $300 |
| SUMMERS, HEATHER | LONG BEACH, CA | LBS FINANCIAL CREDIT UNION, SVP MARKETING | $300 |
| BENDER, JENNIFER | JAMAICA PLAIN, MA | COMMONWEALTH OF MASS, PROFESSOR | $250 |
| LITTLE, DARLENE | CYPRESS, CA | CYPRESS COLLEGE, TEACHER | $50 |
| NELSON, RONALD | LONG BEACH, CA | CITY OF LOS ANGELES, RETIRED SR. MGT ANALYST | $20 |
Their biggest PAC and party givers
AMERICAN FEDERATION OF TEACHERS, AFL-CIO COMMITTEE ON POLITICAL EDUCATION
$15K
$5,000
INTERNATIONAL BROTHERHOOD OF ELECTRICAL WORKERS POLITICAL ACTION COMMITTEE
$5,000
HDR, INC.
$5,000
All 25
| Committee | Connected organization | Total | Gifts |
|---|---|---|---|
| AMERICAN FEDERATION OF TEACHERS, AFL-CIO COMMITTEE ON POLITICAL EDUCATION | $15,000 | 4 | |
| AMERICAN FEDERATION OF STATE COUNTY & MUNICIPAL EMPLOYEES P E O P L E | DISTRICT COUNCIL 37, AFSCME PUBLIC EMPLOYEES ORGANIZED FOR POL & LEG EQUALITY | $7,500 | 2 |
| UNITE HERE TIP CAMPAIGN COMMITTEE | UNITE HERE | $5,000 | 1 |
| MACHINISTS NON PARTISAN POLITICAL LEAGUE OF THE INTERNATIONAL ASSOCIATION OF MACHINISTS & AEROSPACE WORKERS | INTERNATIONAL ASSOCIATION OF MACHINISTS AND AEROSPACE WORKERS | $5,000 | 1 |
| INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL NO. 12 VOLUNTARY LEGISLATIVE FUND | INTERNATIONAL UNION OF OPERATING ENGINEERS, LOCAL NO. 12 | $5,000 | 1 |
| INTERNATIONAL LONGSHORE AND WAREHOUSE UNION -- POLITICAL ACTION FUND | INTERNATIONAL LONGSHORE AND WAREHOUSE UNION | $5,000 | 2 |
| INTERNATIONAL BROTHERHOOD OF ELECTRICAL WORKERS POLITICAL ACTION COMMITTEE | $5,000 | 1 | |
| HDR, INC. EMPLOYEE OWNERS PAC | HDR, INC. | $5,000 | 1 |
| D.R.I.V.E. - DEMOCRAT, REPUBLICAN, INDEPENDENT VOTER EDUCATION (THE PAC OF THE INTERNATIONAL BROTHERHOOD OF TEAMSTERS) | INTERNATIONAL BROTHERHOOD OF TEAMSTERS | $5,000 | 1 |
| CROWLEY MARITIME CORPORATION FEDERAL PAC | CROWLEY MARITIME CORPORATION FEDERAL PAC | $5,000 | 2 |
| COEUR MINING, INC. PAC | COEUR MINING, INC. | $5,000 | 1 |
| MAERSK AGENCY U.S.A., INC. POLITICAL ACTION COMMITTEE (MAERSK PAC) | MAERSK AGENCY U.S.A., INC. | $3,500 | 2 |
| ENVIRONMENTAL DEFENSE ACTION FUND PAC (EDAF PAC) | ENVIRONMENTAL DEFENSE ACTION FUND | $3,500 | 2 |
| INTERNATIONAL BROTHERHOOD OF BOILERMAKERS CAMPAIGN ASSISTANCE FUND | INTERNATIONAL BROTHERHOOD OF BOILERMAKERS IRON SHIP BUILDERS BLACKSMITH FORGERS & HELPERS | $3,000 | 1 |
| GENERAL MOTORS COMPANY POLITICAL ACTION COMMITTEE (GM PAC) | GENERAL MOTORS COMPANY | $3,000 | 1 |
| AES CORPORATION POLITICAL ACTION COMMITTEE; THE | THE AES CORPORATION | $3,000 | 3 |
| TRANSPORT WORKERS UNION OF AMERICA POLITICAL CONTRIBUTIONS COMMITTEE | TRANSPORT WORKERS UNION OF AMERICA | $2,500 | 1 |
| SMART TD PAC | SMART TD | $2,500 | 2 |
| SEAFARERS POLITICAL ACTIVITY DONATION - SEAFARERS INTERNATIONAL UNION OF NA-AGLIW | SEAFARERS INTERNATIONAL UNION OF NA-AGLIW | $2,500 | 1 |
| MASTERS, MATES AND PILOTS POLITICAL CONTRIBUTION FUND | IOMM&P | $2,500 | 1 |
| JSTREETPAC | J STREET | $2,500 | 2 |
| INTERNATIONAL ASSOCIATION OF SHEET METAL, AIR, RAIL AND TRANSPORTATION WORKERS POLITICAL ACTION LEAGUE | INTERNATIONAL ASSOCIATION OF SHEET METAL, AIR, RAIL AND TRANSPORTATION WORKERS | $2,500 | 1 |
| INTERNATIONAL ASSOCIATION OF FIREFIGHTERS INTERESTED IN REGISTRATION AND EDUCATION PAC | INTERNATIONAL ASSOCIATION OF FIRE FIGHTERS | $2,500 | 1 |
| DISTRICT NO. 1-PCD, MARINE ENGINEERS' BENEFICIAL ASSOC. - POLITICAL ACTION FUND (MEBA-PAF) | DISTRICT NO.1-PCD, MEBA (MARINE ENGINEERS' BENEFICIAL ASSOCIATION) | $2,500 | 1 |
| CULAC THE PAC OF CREDIT UNION NATIONAL ASSOCIATION | CREDIT UNION NATIONAL ASSOCIATION | $2,500 | 1 |
Outside spending for and against them
- Against them
- For them
All of it
$8
Who spent it
PLANNED PARENTHOOD VOTES
$8
See the data
| Spender | For or against | Total | Reports |
|---|---|---|---|
| PLANNED PARENTHOOD VOTES | for | $8 | 1 |
What lobbyists report giving them
By the lobbying firm or organization that filed: contributions to their campaigns and PACs, and payments to honor them (LD-203).
THE AES CORPORATION
$6,000
$6,000
$5,000
$5,000
HDR, INC
$5,000
All 25
Earmarks they asked for
Congressionally directed spending enacted at their request, alone or with others: 24 earmarks, $24.9M. 1 went to an organization whose employees gave to Lowenthal's campaigns ($500K).
- To an organization whose employees gave to them
- To one whose lobbying firm's lobbyists gave to them
- Other earmarks
FY 2023
$17.3M
FY 2022
$7.6M
Against chance: set beside the earmarks other members of their state's delegation asked for on their own, in the same year and account, 1 of the 24 of theirs went to their donors' employers; chance gives about 0: about what chance gives (a little more, within chance).
The largest
Anaheim Street Corridor Project
Department of Transportation
$7.0M
Pebbly Beach Road Revetment Repairs and Structural Improvements
Department of Transportation
$2.0M
Community Medical Wellness Centers, USA
Department of Health and Human Services
$2.0M
Civic Center Parking Lot Improvement Project City of Signal Hill
Department of Housing and Urban Development
$1.8M
Silverado Park Playground City of Long Beach
Department of Housing and Urban Development
$1.5M
The Cove at the Villages at Cabrillo: Housing our City's Veterans Century Villages at Cabrillo
Department of Housing and Urban Development
$1.1M
Boys & Girls Clubs of Greater Anaheim-Cypress
Department of Education
$1.0M
Arts and Services for the Disabled, Inc. dba Able ARTS Work
Department of Health and Human Services
$980K
Orangewood Parkette City of Stanton
Department of Housing and Urban Development
$850K
Orange County Asian and Pacific Islander Community Alliance, Inc.
Department of Health and Human Services
$805K
All 24
| Year | Recipient | Amount | Asked with | Its employees gave them | Its lobbying firm gave them |
|---|---|---|---|---|---|
| FY 2023 | Anaheim Street Corridor Project Department of Transportation · Highway Infrastructure Programs · CA | $7,000,000 | |||
| FY 2023 | Pebbly Beach Road Revetment Repairs and Structural Improvements Department of Transportation · Highway Infrastructure Programs · CA | $2,000,000 | |||
| FY 2023 | Community Medical Wellness Centers, USA Community Medical Wellness Centers, USA, Long Beach, CA for behavioral health and substance use disorder services, including equipment Department of Health and Human Services · Substance Use and Mental Health Services Administration · CA | $2,000,000 | |||
| FY 2023 | Arts and Services for the Disabled, Inc. dba Able ARTS Work Arts and Services for the Disabled, Inc. dba Able ARTS Work, Long Beach, CA for facilities and equipment Department of Health and Human Services · Health Resources and Services Administration · CA | $980,000 | |||
| FY 2023 | Orange County Asian and Pacific Islander Community Alliance, Inc. Orange County Asian and Pacific Islander Community Alliance, Inc., Garden Grove, CA for mental health and supportive services Department of Health and Human Services · Substance Use and Mental Health Services Administration · CA | $805,000 | |||
| FY 2023 | Ben Em Dang Co Ta (Stand by You) Foundation Community Cultural Outreach Programming Ben Em Dang Co Ta Department of Housing and Urban Development · Community Development Fund · CA | $750,000 | |||
| FY 2023 | Learning Hubs Project City of Long Beach Department of Housing and Urban Development · Community Development Fund · CA | $750,000 | |||
| FY 2023 | Locust Development in Washington Neighborhood of Long Beach Habitat for Humanity of Greater Los Angeles Department of Housing and Urban Development · Community Development Fund · CA | $750,000 | |||
| FY 2023 | Children's Clinic dba TCC Family Health Children's Clinic dba TCC Family Health, Long Beach, CA for facilities and equipment Department of Health and Human Services · Health Resources and Services Administration · CA | $575,000 | |||
| FY 2023 | Cypress College Cypress College, Cypress, CA for veteran and military-connected student pathways, including equipment Department of Education · Higher Education · CA | $500,000 | $50, 1 donor | ||
| FY 2023 | APLA APLA, Long Beach, CA for facilities and equipment Department of Health and Human Services · Health Resources and Services Administration · CA | $500,000 | |||
| FY 2023 | BPSOS Center for Community Advancement BPSOS Center for Community Advancement, Westminster, CA for behavioral health services and training Department of Health and Human Services · Substance Use and Mental Health Services Administration · CA | $300,000 | |||
| FY 2023 | Long Beach Day Nursery Long Beach Day Nursery, Long Beach, CA for early childhood learning Department of Education · Elementary and Secondary Education · CA | $250,000 | |||
| FY 2023 | Cambodia Town Cambodia Town, Long Beach, CA for language access programs Department of Education · Elementary and Secondary Education · CA | $56,950 | |||
| FY 2023 | Books & Buckets - Youth Academy & Youth Action Program SEE (Books and Buckets) Department of Housing and Urban Development · Community Development Fund · CA | $50,000 | |||
| FY 2022 | Civic Center Parking Lot Improvement Project City of Signal Hill Department of Housing and Urban Development · Community Development Fund · CA | $1,800,000 | |||
| FY 2022 | Silverado Park Playground City of Long Beach Department of Housing and Urban Development · Community Development Fund · CA | $1,500,000 | |||
| FY 2022 | The Cove at the Villages at Cabrillo: Housing our City's Veterans Century Villages at Cabrillo Department of Housing and Urban Development · Community Development Fund · CA | $1,094,239 | |||
| FY 2022 | Boys & Girls Clubs of Greater Anaheim-Cypress Boys & Girls Clubs of Greater Anaheim-Cypress, Cypress, CA for academic support and youth engagement Department of Education · Elementary & Secondary Education · CA | $1,000,000 | |||
| FY 2022 | Orangewood Parkette City of Stanton Department of Housing and Urban Development · Community Development Fund · CA | $850,000 | |||
| FY 2022 | MemorialCare Health System MemorialCare Health System, Long Beach, CA for construction and equipment and an electronic health records initiative Department of Health and Human Services · Health Resources and Services Administration (HRSA) · CA | $575,000 | |||
| FY 2022 | California State University California State University, Long Beach, CA for teacher development and student academic support Department of Education · Elementary & Secondary Education · CA | $500,000 | |||
| FY 2022 | African American History and Culture Foundation African American History and Culture Foundation, Long Beach, CA for college preparation activities, including scholarships Department of Education · Higher Education · CA | $250,000 | |||
| FY 2022 | ESP Education & Leadership Institute ESP Education & Leadership Institute, Long Beach, CA for STEM education and college access Department of Education · Elementary & Secondary Education · CA | $50,000 |
Fiscal years 2022–24 from GAO's Tracking the Funds data; 2026 from the House Appropriations Committee's tables. Matched to donors' employers and lobbying clients by name only; an employer's gifts are those in two-year periods up to the earmark's year, shown on each of its earmarks.
How they've voted lately
Nothing on record.
What they sponsor bills about
117th Congress: 18 sponsored, 0 became law
Their bills
| Bill | Latest action |
|---|---|
| H.R. 9477 SEAfood Act | Dec 8, 2022 Referred to the Committee on Natural Resources, and in addition to the Committee on Education and Labor, for a |
| H.R. 8922 Southeast Asian Deportation Relief Act of 2022 | Nov 1, 2022 Referred to the Subcommittee on Immigration and Citizenship. |
| H.Res. 1345 Expressing support for the designation of September 13, 2022, as "Intermodal Day". | Sep 13, 2022 Referred to the House Committee on Oversight and Reform. |
| H.R. 8336 Clean Shipping Act of 2022 | Jul 12, 2022 Referred to the House Committee on Energy and Commerce. |
| H.R. 7861 Plastic Pellet Free Waters Act | May 23, 2022 Referred to the Subcommittee on Water Resources and Environment. |
| H.R. 7708 Honor Our Commitment Act of 2022 | Nov 1, 2022 Referred to the Subcommittee on Immigration and Citizenship. |
| H.Res. 1068 Recognizing the 47th anniversary of Black April and the Fall of Saigon on April 30, 1975. | Apr 27, 2022 Referred to the Committee on Foreign Affairs, and in addition to the Committee on Armed Services, for a period |
| H.Res. 847 Recognizing the 73d anniversary of the Universal Declaration of Human Rights and the celebration of "Human Rights Day". | Dec 13, 2021 Referred to the House Committee on Foreign Affairs. |
| H.R. 4833 Migratory Bird Protection Act of 2021 | Aug 14, 2021 Referred to the Subcommittee on Water, Oceans, and Wildlife. |
| H.R. 4602 WIPPES Act | Jul 22, 2021 Referred to the Subcommittee on Consumer Protection and Commerce. |
| H.R. 4147 To award a Congressional Gold Medal to Billie Jean King, in recognition of her contribution to the Nation and her courag | Jun 24, 2021 Referred to the House Committee on Financial Services. |
| H.R. 4057 Albatross and Petrel Conservation Act | Jan 20, 2022 Subcommittee Hearings Held. |
| H.R. 3780 America’s Red Rock Wilderness Act | Jul 6, 2021 Referred to the Subcommittee on National Parks, Forests, and Public Lands. |
| H.Res. 355 Recognizing the 46th anniversary of the Fall of Saigon on April 30, 1975. | Apr 28, 2021 Referred to the Committee on Foreign Affairs, and in addition to the Committee on Armed Services, for a period |
| H.R. 2238 Break Free From Plastic Pollution Act of 2021 | Jun 30, 2022 Subcommittee Hearings Held. |
| H.R. 1505 Bonding Reform and Taxpayer Protection Act of 2021 | Dec 14, 2022 Placed on the Union Calendar, Calendar No. 453. |
| H.R. 1506 Transparency in Energy Production Act of 2021 | Dec 14, 2022 Placed on the Union Calendar, Calendar No. 454. |
| H.R. 1201 International Human Rights Defense Act of 2021 | Apr 2, 2021 Referred to the Subcommittee on Africa, Global Health, and Global Human Rights. |
| Congress | Sponsored | Became law | Cosponsored |
|---|---|---|---|
| 117th | 18 | 0 | 786 |
From their payroll to lobbying
People Lowenthal's office paid, by the House's Statement of Disbursements, who later filed lobbying reports (LD-2), lobbying from after the office last paid them: matched by name only where one person on the whole House payroll and one registered lobbyist have it. "Confirmed": their lobbying reports list a job with Lowenthal themselves.
DAVID MOLINA
Leg Corr/staff Asst · Part-time Employee · Staff Assistant, last paid Q1 2023 · THE AMERICAN COLLEGE OF MEDICAL GENETICS AND GENOMICS
1 client
See the data
| Lobbyist | On the payroll as | Last paid | Lobbying for | Clients | Years | Confirmed |
|---|---|---|---|---|---|---|
| DAVID MOLINA | Leg Corr/staff Asst · Part-time Employee · Staff Assistant | Q1 2023 | THE AMERICAN COLLEGE OF MEDICAL GENETICS AND GENOMICS | 1 | 2024–2026 | no |
Holdings and trades
$970K – $4.8Mnet worth, 2023 report
370trades on their reports
15 of 106trades reported after 45 days
10 daystypical time to report a trade
0reports filed on paper
2filing extensions
Net worth, year by year
Their annual reports' value bands added up, less their debts', from the least to the most they could be worth (spouse and dependents included, a home not), on a log scale.
Largest holdings, 2023 report
Long Beach Schools Federal Credit Union
Bank Deposit · Self
$100K+
United States Treas Bond
Government Securities · Spouse
$100K+
AZL Russell 1000 Growth Idx C2
Mutual Funds · Self
$50K+
AZL Russell 1000 Value Index C2
Mutual Funds · Self
$50K+
AZL S&P 500 Index Fund
Mutual Funds · Self
$50K+
Walt Disney Company
Corporate Securities · Spouse
$50K+
Dreyfus Treas. Prime Cash Management INV & SHS
Bank Deposit · Spouse
$50K+
Microsoft Corporation
Corporate Securities · Spouse
$50K+
Bond Fund
Mutual Funds · Self
$50K+
Large Cap Fund
Mutual Funds · Self
$50K+
AZL Small Cap Stock Index
Mutual Funds · Self
$15K+
Franklin Rising Dividends Sec
Mutual Funds · Self
$15K+
Their 25 largest holdings, as a table
| Asset | Kind | Owner | Value | Income |
|---|---|---|---|---|
| Long Beach Schools Federal Credit Union | Bank Deposit | Self | $100K – $250K | Interest: $201 – $1,000 |
| United States Treas Bond | Government Securities | Spouse | $100K – $250K | Tax-Deferred: — |
| AZL Russell 1000 Growth Idx C2 | Mutual Funds | Self | $50K – $100K | Tax-Deferred: — |
| AZL Russell 1000 Value Index C2 | Mutual Funds | Self | $50K – $100K | Tax-Deferred: — |
| AZL S&P 500 Index Fund | Mutual Funds | Self | $50K – $100K | Tax-Deferred: — |
| Walt Disney Company | Corporate Securities | Spouse | $50K – $100K | None: — |
| Dreyfus Treas. Prime Cash Management INV & SHS | Bank Deposit | Spouse | $50K – $100K | Tax-Deferred: — |
| Microsoft Corporation | Corporate Securities | Spouse | $50K – $100K | Tax-Deferred: — |
| Bond Fund | Mutual Funds | Self | $50K – $100K | Tax-Deferred: — |
| Large Cap Fund | Mutual Funds | Self | $50K – $100K | Tax-Deferred: — |
| AZL Small Cap Stock Index | Mutual Funds | Self | $15K – $50K | Tax-Deferred: — |
| Franklin Rising Dividends Sec | Mutual Funds | Self | $15K – $50K | Tax-Deferred: — |
| PIMCO EqS Pathfinder | Mutual Funds | Self | $15K – $50K | Tax-Deferred: — |
| Fixed Annuity | Annuity | Self | $15K – $50K | Tax-Deferred: — |
| Dreyus Treasury Sec MGMT Admin | Bank Deposit | Joint | $15K – $50K | Dividends: $201 – $1,000 |
| Alphabet Inc. - Class C Capital Stock | Corporate Securities | Spouse | $15K – $50K | Tax-Deferred: — |
| Amazon.com, Inc. | Corporate Securities | Spouse | $15K – $50K | Tax-Deferred: — |
| American Express Co Note | Corporate Securities | Spouse | $15K – $50K | Tax-Deferred: — |
| American Tower Corporation | Corporate Securities | Spouse | $15K – $50K | Tax-Deferred: — |
| Amphenol Corp Note 3.2%; Due 4/1/2024 | Corporate Securities | Spouse | $15K – $50K | Tax-Deferred: — |
| Apple Inc. | Corporate Securities | Spouse | $15K – $50K | Tax-Deferred: — |
| Ares Capital Corp Note 3.5%; Due 2/10/2023 | Corporate Securities | Spouse | $15K – $50K | Tax-Deferred: — |
| AstraZeneca PLC - American Depositary Shares | Corporate Securities | Spouse | $15K – $50K | Tax-Deferred: — |
| Bank Amer Corp MTN | Corporate Securities | Spouse | $15K – $50K | Tax-Deferred: — |
| BlackRock, Inc. | Corporate Securities | Spouse | $15K – $50K | Tax-Deferred: — |
Trades, month by month
Every trade on their reports by the trade's date: purchases up, sales down. Hover a month for what was traded.
- Purchases
- Sales
What they trade most
Boston Scientific Corporation (BSX)
2021–2022 · $27K – $202K
14 trades
Juniper Industrial Holdings, Inc. Class A (JIH)
2021–2021 · $3,594 – $18K
13 trades
Kratos Defense & Security Solutions, Inc. (KTOS)
2021–2021 · $6,873 – $77K
12 trades
Fidelity Large Cap Value Enhanced Index (FLVEX)
2021–2022 · $23K – $170K
9 trades
Fidelity Select Financial Services (FIDSX)
2021–2022 · $8,008 – $120K
8 trades
Fidelity Select Technology (FSPTX)
2021–2022 · $8,008 – $120K
8 trades
Service Corporation International (SCI)
2021–2022 · $8,008 – $120K
8 trades
International Flavors & Fragrances, Inc. (IFF)
2021–2022 · $35K – $175K
7 trades
Deckers Outdoor Corporation (DECK)
2021–2022 · $35K – $175K
7 trades
General Motors Company (GM)
2021–2021 · $34K – $146K
7 trades
Their latest 300 of 370 trades
| Date | Asset | Trade | Owner | Amount | Days to report |
|---|---|---|---|---|---|
| 2022-12-20 | Fidelity Select Technology via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-12-20 | Fidelity Select Technology via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-12-20 | Fidelity Select Financial Services via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2022-12-20 | Fidelity Select Financial Services via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2022-12-14 | Activision Blizzard, Inc via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | 7 |
| 2022-12-12 | Activision Blizzard, Inc via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Purchase | Joint | $1,001 – $15K | 9 |
| 2022-12-12 | Activision Blizzard, Inc via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | 9 |
| 2022-12-09 | Fidelity Contrafund via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-12-09 | Chart Industries, Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Purchase | Joint | $1,001 – $15K | 12 |
| 2022-12-09 | Chart Industries, Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | 12 |
| 2022-12-08 | Salesforce, Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Sale (Full) | Joint | $1,001 – $15K | 13 |
| 2022-12-08 | Salesforce, Inc. via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $1,001 – $15K | 13 |
| 2022-11-14 | Blackstone Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Sale (Partial) | Joint | $1,001 – $15K | 9 |
| 2022-11-14 | Blackstone Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | 9 |
| 2022-11-08 | United States Treas Bond via Neuberger Berman - Traditional IRA | Purchase | Spouse | $100K – $250K | 15 |
| 2022-11-04 | TJX Companies, Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Sale (Full) | Joint | $1,001 – $15K | 19 |
| 2022-11-04 | Sherwin Williams Co Note via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | 19 |
| 2022-11-04 | General Mtrs Co Note via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | 19 |
| 2022-11-04 | T-Mobile US, Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | 19 |
| 2022-11-04 | TJX Companies, Inc. via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $15K – $50K | 19 |
| 2022-11-03 | T-Mobile US, Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Sale (Partial) | Joint | $1,001 – $15K | 9 |
| 2022-11-03 | Ecolab Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Sale (Full) | Joint | $1,001 – $15K | 9 |
| 2022-11-03 | T-Mobile US, Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | 9 |
| 2022-11-03 | Ecolab Inc. via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $1,001 – $15K | 9 |
| 2022-10-24 | Boston Scientific Corporation via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $1,001 – $15K | 12 |
| 2022-10-21 | Fidelity Select Industrials via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-10-21 | Fidelity Select Financial Services via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-10-21 | Fidelity Select Brokerage & Investment Management via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2022-10-21 | Fidelity Mid Cap Stock via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-10-21 | Fidelity Large Cap Core Enhanced Index via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2022-10-21 | Fidelity Environment & Alternative Energy via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2022-10-21 | Fidelity U.S. Bond Index Fund via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2022-10-21 | Fidelity Total Bond via Fidelity - Malumed Lowenthal Rev Trust #3 | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2022-10-21 | Fidelity Mid Cap via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2022-10-21 | Fidelity Limited Term Bond Fund via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2022-10-21 | Fidelity Large Cap Core Enhanced Index via Fidelity - Malumed Lowenthal Rev Trust #3 | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2022-10-21 | Fidelity Intermediate Bond Fund via Fidelity - Malumed Lowenthal Rev Trust #3 | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2022-10-21 | Crown Holdings, Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Sale (Full) | Joint | $999 – $999 | 8 |
| 2022-10-21 | Boston Scientific Corporation via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Sale (Partial) | Joint | $1,001 – $15K | 8 |
| 2022-10-21 | Crown Holdings, Inc. via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $15K – $50K | 8 |
| 2022-10-21 | Boston Scientific Corporation via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | 8 |
| 2022-09-27 | Service Corporation International via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | 17 |
| 2022-09-26 | Service Corporation International via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | 5 |
| 2022-09-23 | Service Corporation International via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | 15 |
| 2022-09-23 | Service Corporation International via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Purchase | Joint | $1,001 – $15K | 8 |
| 2022-09-22 | Service Corporation International (SCI) [ST] Alan S. Lowenthal , 10/01/2022 via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Purchase | Joint | $1,001 – $15K | 9 |
| 2022-09-22 | Salesforce, Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Purchase | Joint | $1,001 – $15K | 9 |
| 2022-09-13 | PIMCO EqS Pathfinder via Allianz 403(b) | Sale (Partial) | Self | $1,001 – $15K | annual |
| 2022-09-13 | Franklin Rising Dividends Sec via Allianz 403(b) | Sale (Partial) | Self | $1,001 – $15K | annual |
| 2022-09-13 | AZL Small Cap Stock Index via Allianz 403(b) | Sale (Partial) | Self | $1,001 – $15K | annual |
| 2022-09-13 | AZL S&P 500 Index Fund via Allianz 403(b) | Sale (Partial) | Self | $1,001 – $15K | annual |
| 2022-09-13 | AZL Russell 1000 Value Index C2 via Allianz 403(b) | Sale (Partial) | Self | $1,001 – $15K | annual |
| 2022-09-13 | AZL Russell 1000 Growth Idx C2 via Allianz 403(b) | Sale (Partial) | Self | $1,001 – $15K | annual |
| 2022-08-26 | Zoetis Inc. Class A via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | 8 |
| 2022-08-10 | Crown Holdings, Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | 24 |
| 2022-08-01 | Citigroup Inc via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Sale (Full) | Joint | $1,001 – $15K | 68 |
| 2022-07-29 | Medtronic plc. Ordinary Shares via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | 9 |
| 2022-07-28 | Medtronic plc. Ordinary Shares via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | 7 |
| 2022-07-22 | Fidelity Large Cap Value Enhanced Index via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Full) | Spouse | $15K – $50K | annual |
| 2022-07-22 | Fidelity Large Cap Core Enhanced Index via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $15K – $50K | annual |
| 2022-07-21 | Fidelity Select Technology via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-07-21 | Fidelity Select Biotechnology via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2022-07-21 | Fidelity Large Cap Value Enhanced Index via Fidelity - Malumed Lowenthal Rev Trust #3 | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2022-07-21 | Fidelity Large Cap Core Enhanced Index via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2022-07-20 | Ecolab Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | 5 |
| 2022-07-19 | S&P Global Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Purchase | Joint | $1,001 – $15K | 6 |
| 2022-07-19 | Ecolab Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | 6 |
| 2022-06-29 | Uber Technologies, Inc. via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $1,001 – $15K | 7 |
| 2022-06-24 | Bond Fund via Savings Plus California State Employee 457 | Sale (Partial) | Self | $1,001 – $15K | annual |
| 2022-06-24 | Bond Fund via Savings Plus California State Employee 401(K) | Sale (Partial) | Self | $1,001 – $15K | annual |
| 2022-06-21 | Nextera Energy Cap Hldgs via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2022-06-21 | Nextera Energy Cap Hldgs via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
| 2022-06-17 | Verisk Analytics, Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | 2 |
| 2022-06-16 | iShares Russell 2000 Value ETF via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2022-06-16 | Verisk Analytics, Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | 3 |
| 2022-06-16 | iShares Russell 2000 Value ETF via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $15K – $50K | 3 |
| 2022-06-16 | iShares Russell 2000 Value ETF via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Sale (Full) | Self | $1,001 – $15K | 3 |
| 2022-06-15 | Boeing Company via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Purchase | Joint | $1,001 – $15K | annual |
| 2022-06-15 | Boeing Company via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | 4 |
| 2022-06-15 | Boeing Company via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Purchase | Self | $1,001 – $15K | 4 |
| 2022-06-13 | Expedia Inc via Neuberger Berman - Beneficiary IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2022-06-13 | Expedia Inc via Neuberger Berman - Malumed Lowenthal Rev Trust #3 | Sale (Full) | Self | $1,001 – $15K | 6 |
| 2022-06-13 | Expedia Inc via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | 6 |
| 2022-06-07 | Amazon.com, Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | 12 |
| 2022-06-01 | S&P Global Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Sale (Partial) | Joint | $1,001 – $15K | annual |
| 2022-06-01 | S&P Global Inc. (SPGI) [ST] Alan S. Lowenthal , 06/19/2022 via Neuberger Berman - Malumed Lowenthal Rev Trust #2 | Sale (Partial) | Self | $1,001 – $15K | 18 |
| 2022-05-26 | Fidelity Short Term Treasury Bond Index via Fidelity - Malumed Lowenthal Rev Trust #3 | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2022-05-26 | Fidelity Intermediate Bond Fund via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2022-05-25 | HCA Inc via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2022-05-20 | Fidelity Select Consumer Staples via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2022-05-20 | Fidelity Select Consumer Discretion via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-05-18 | San Francisco Calif City via Neuberger Berman - Malumed Lowenthal Rev Trust #3 | Purchase | Self | $1,001 – $15K | 32 |
| 2022-05-18 | San Francisco Calif City [CS] the statements I have made on the attached Further, I CERTIF via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | 32 |
| 2022-05-17 | T-Mobile US, Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-05-17 | JP Morgan Chase & Co. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-05-07 | HCA inc via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | 54 |
| 2022-05-07 | HCA inc via Fidelity - Malumed Lowenthal Rev Trust #3 | Sale (Full) | Joint | $1,001 – $15K | 54 |
| 2022-05-07 | HCA Inc via Neuberger Berman - Beneficiary IRA | Sale (Full) | Spouse | $1,001 – $15K | 43 |
| 2022-05-07 | HCA inc via Neuberger Berman - Malumed Lowenthal Rev Trust #3 | Sale (Full) | Self | $1,001 – $15K | 43 |
| 2022-05-06 | Intercontinental Exchange Inc. (ICE) [ST] Further, I CERTIFY that I have disclosed Alan S. via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $15K – $50K | 15 |
| 2022-05-05 | Intercontinental Exchange Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | 16 |
| 2022-05-02 | Constellation Brands Inc via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | 19 |
| 2022-04-27 | San Francisco Calif City & City Bonds via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | 5 |
| 2022-04-21 | Bk of America Corp Note via Neuberger Berman - Beneficiary IRA | Purchase | Spouse | $1,001 – $15K | 7 |
| 2022-04-14 | Fidelity Select Brokerage & Investment Management via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2022-04-14 | Fidelity Select Biotechnology via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-04-13 | Elanco Animal Health Inc via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | 38 |
| 2022-04-07 | International Flavors & Fragrances, Inc. via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $1,001 – $15K | 9 |
| 2022-04-06 | TJX Companies, Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | 6 |
| 2022-04-06 | NVIDIA Corporation via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | 6 |
| 2022-04-06 | International Flavors & Fragrances, Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $15K – $50K | 6 |
| 2022-04-06 | International Flavors & Fragrances, Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Partial) | Joint | $1,001 – $15K | 6 |
| 2022-04-05 | International Flavors & Fragrances, Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | 7 |
| 2022-04-04 | International Flavors & Fragrances, Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | 6 |
| 2022-03-30 | Fidelity Select Pharmaceutical via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2022-03-30 | Fidelity Select Biotechnology via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-03-29 | Netflix Inc via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | 12 |
| 2022-03-25 | Janus International Group, Inc. via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $1,001 – $15K | 16 |
| 2022-03-24 | Netflix Inc via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | 17 |
| 2022-03-24 | Janus International Group, Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | 17 |
| 2022-03-16 | Janus International Group, Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2022-03-07 | Deckers Outdoor Corporation via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $15K – $50K | annual |
| 2022-03-07 | Crown Holdings, Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-03-07 | HCA Inc via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
| 2022-03-07 | HCA Inc via Neuberger Berman - Beneficiary IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-03-04 | Crown Holdings, Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-03-03 | Autodesk, Inc. via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2022-03-03 | Hyatt Hotels via Neuberger Berman - Beneficiary IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-02-25 | American Tower Corporation via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2022-02-24 | ProShares Short QQQ via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $15K – $50K | annual |
| 2022-02-24 | CIT Group via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $15K – $50K | annual |
| 2022-02-24 | Autodesk, Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2022-02-24 | ProShares Short QQQ via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2022-02-24 | ProShares Short QQQ via Neuberger Berman - Beneficiary IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2022-02-24 | CIT Group via Neuberger Berman - Beneficiary IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2022-02-15 | Netflix via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $15K – $50K | annual |
| 2022-02-15 | Netflix via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2022-02-15 | Netflix via Neuberger Berman - Beneficiary IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2022-02-09 | S&P Global Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-01-26 | Wells Fargo & Co via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $15K – $50K | annual |
| 2022-01-21 | Home Depot, Inc. via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $15K – $50K | annual |
| 2022-01-21 | Home Depot, Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2022-01-21 | Home Depot, Inc. via Neuberger Berman - Beneficiary IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2022-01-20 | Fidelity Low Priced Stock via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2022-01-20 | Fidelity Large Cap Value Enhanced Index via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2022-01-20 | Fidelity Environment & Alternative Energy via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2022-01-20 | Fidelity Contrafund via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2022-01-20 | Fidelity Blue Chip Growth via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2022-01-14 | ProShares Short QQQ via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2022-01-14 | Alphabet Inc. - Class C Capital Stock via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $15K – $50K | annual |
| 2022-01-14 | Sunrun Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
| 2022-01-14 | ProShares Short QQQ via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
| 2022-01-14 | Alphabet Inc. - Class C Capital Stock via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Partial) | Joint | $1,001 – $15K | annual |
| 2022-01-14 | ProShares Short QQQ via Neuberger Berman - Beneficiary IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-01-12 | Fidelity Select Technology via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2022-01-12 | Fidelity Select Brokerage & Investment Management via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-01-10 | Fidelity Select Pharmaceutical via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-01-10 | Fidelity Select Healthcare via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2022-01-10 | Fidelity Select Consumer Staples via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2022-01-10 | Fidelity Select Consumer Discretion via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2022-01-07 | Janus International Group, Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-12-30 | Service Corp Intl via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2021-12-27 | Uber Technologies, Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-12-27 | T-Mobile US, Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
| 2021-12-20 | Janus International Group, Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-12-15 | iShares Russell 2000 Value ETF via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-12-15 | iShares Russell 2000 Value ETF via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $15K – $50K | annual |
| 2021-12-15 | Booking Holdings Inc. via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $15K – $50K | annual |
| 2021-12-15 | Adobe Inc. via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2021-12-15 | iShares Russell 2000 Value ETF via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Partial) | Joint | $1,001 – $15K | annual |
| 2021-12-15 | Booking Holdings Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2021-12-15 | Adobe Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2021-12-15 | Booking Holdings Inc. via Neuberger Berman - Beneficiary IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2021-12-01 | AstraZeneca PLC - American Depositary Shares via Neuberger Berman - Beneficiary IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2021-11-11 | LegalZoom.com, Inc. via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2021-11-10 | Fidelity Select Financial Services via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2021-11-10 | Fidelity Select Brokerage & Investment Management via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-11-10 | Service Corporation International via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-11-10 | Service Corporation International via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-11-09 | Service Corporation International via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-11-08 | Service Corporation International via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-11-05 | Fidelity Select Healthcare via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-11-05 | Fidelity Select Financial Services via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-11-04 | Deckers Outdoor Corporation via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2021-11-03 | Hyatt hotels Corp via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
| 2021-10-29 | Booking Holdings Inc via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2021-10-26 | Fidelity Select Technology via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-10-26 | Fidelity Select Financial Services via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-10-26 | Fidelity Low Priced Stock via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-10-26 | Fidelity Large Cap Value Enhanced Index via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-10-26 | Fidelity Contrafund via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-10-26 | Fidelity Blue Chip Growth via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-10-21 | Intercontinental Exchange Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-10-21 | Blackstone Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $15K – $50K | annual |
| 2021-10-19 | Thermo Fisher Scientific Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2021-10-06 | Deckers Outdoor Corporation via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
| 2021-09-28 | Hyatt Hotels Corp Note via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
| 2021-09-27 | Hyatt Hotels Corp Note via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2021-09-23 | Fidelity Select Materials Portfolio via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2021-09-23 | Fidelity Environment & Alternative Energy via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-09-23 | Fidelity Environment & Alternative Energy via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-09-17 | BlackRock, Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-09-08 | VMWare Inc via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2021-08-24 | T Mobile USA via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2021-08-23 | General Motors Company via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $15K – $50K | 305 |
| 2021-08-23 | Booking Holdings Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2021-08-23 | General Motors Company via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2021-08-23 | Booking Holdings Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
| 2021-08-23 | General Motors Company via Neuberger Berman - Beneficiary IRA | Sale (Full) | Spouse | $15K – $50K | annual |
| 2021-08-23 | General Motors Company via Neuberger Berman - Beneficiary IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2021-08-23 | Booking Holdings Inc. via Neuberger Berman - Beneficiary IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-08-16 | LegalZoom.com, Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-08-13 | LegalZoom.com, Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-08-10 | Kraft Heinz Foods Co via Neuberger Berman - Beneficiary IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-08-06 | Boston Scientific Corporation | Sale (Partial) | Spouse | $1,001 – $15K | 6 |
| 2021-08-05 | deckers Outdoor Corporation | Purchase | Spouse | $1,001 – $15K | 7 |
| 2021-08-04 | deckers Outdoor Corporation | Purchase | Spouse | $1,001 – $15K | 8 |
| 2021-08-03 | Boston Scientific Corporation | Sale (Partial) | Spouse | $1,001 – $15K | 9 |
| 2021-08-03 | Boston Scientific Corporation | Sale (Partial) | Spouse | $1,001 – $15K | 9 |
| 2021-08-03 | Boston Scientific Corporation | Sale (Partial) | Spouse | $1,001 – $15K | 9 |
| 2021-08-03 | Boston Scientific Corporation | Sale (Partial) | Spouse | $1,001 – $15K | 9 |
| 2021-08-02 | deckers Outdoor Corporation | Purchase | Spouse | $1,001 – $15K | 10 |
| 2021-07-30 | Deckers Outdoor Corporation via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-07-14 | Fidelity Total Bond via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-07-14 | Fidelity Large Cap Value Enhanced Index via Fidelity - Malumed Lowenthal Rev Trust #3 | Sale (Partial) | Joint | $1,001 – $15K | annual |
| 2021-07-12 | Fidelity Total Bond via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-07-12 | Fidelity Limited Term Bond Fund via Fidelity - Malumed Lowenthal Rev Trust #3 | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2021-07-08 | SPDR S&P Regional Banking ETF via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $15K – $50K | annual |
| 2021-07-08 | SPDR S&P Regional Banking ETF via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Partial) | Joint | $1,001 – $15K | annual |
| 2021-07-08 | SPDR S&P Regional Banking ETF via Neuberger Berman - Beneficiary IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2021-07-07 | Uber Technologies, Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-07-06 | Johnson & Johnson via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2021-06-24 | Coinbase Global, Inc. - Class A via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2021-06-14 | Fidelity Short Term Treasury Bond Index via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-06-14 | Fidelity Mortgage Securities via Fidelity - Malumed Lowenthal Rev Trust #3 | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2021-06-08 | Kraft Heinz Foods Co via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2021-06-04 | S&P Global Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-06-04 | S&P Global Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
| 2021-06-03 | S&P Global Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2021-06-03 | Fidelity National Information Services, Inc. via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $15K – $50K | annual |
| 2021-06-03 | S&P Global Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
| 2021-06-03 | Fidelity National Information Services, Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2021-06-03 | Fidelity National Information Services, Inc. via Neuberger Berman - Beneficiary IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2021-06-02 | Equinix Inc. Note 5.375%; Due 5/15/2027 via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $15K – $50K | 387 |
| 2021-05-19 | Fidelity Select Technology via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-05-19 | Fidelity Select Materials Portfolio via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-05-19 | Verisk Analytics, Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
| 2021-05-14 | Fidelity Select Technology via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-05-14 | Fidelity Select Financial Services via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-05-14 | Kratos Defense & Security Solutions, Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-05-14 | Fidelity Mortgage Securities via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-05-14 | Fidelity Low Priced Stock via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-05-14 | Fidelity Limited Term Bond Fund via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-05-14 | Fidelity Large Cap Value Enhanced Index via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-05-14 | Fidelity Contrafund via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-05-12 | Kratos Defense & Security Solutions, Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-05-11 | Virgin Galactic Holdings, Inc. via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2021-05-11 | Kratos Defense & Security Solutions, Inc. via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-04-21 | Fidelity Select Materials Portfolio via Weber Asset Management- Beneficiary IRA, Mutual Funds | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-04-21 | Fidelity Select Industrials via Weber Asset Management- Beneficiary IRA, Mutual Funds | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2021-04-19 | Fidelity Mortgage Securities via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-04-19 | Fidelity Low Priced Stock via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-04-19 | Fidelity Limited Term Bond Fund via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-04-19 | Fidelity Large Cap Value Enhanced Index via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-04-19 | Fidelity Contrafund via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-04-14 | Coinbase Global, Inc. - Class A via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-04-13 | Service Corp Intl | Purchase | Joint | $1,001 – $15K | 34 |
| 2021-04-01 | CDW LLC / CDW Fin via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
| 2021-03-31 | Mondelez Intl via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2021-03-25 | Toll Bros Fin via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2021-03-24 | Netflix via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-03-24 | Fidelity Mortgage Securities via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-03-24 | Fidelity Low Priced Stock via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-03-24 | Fidelity Limited Term Bond Fund via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-03-24 | Fidelity Large Cap Value Enhanced Index via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-03-24 | Fidelity Contrafund via Fidelity - Malumed Lowenthal Rev Trust #3 | Purchase | Joint | $1,001 – $15K | annual |
| 2021-03-23 | NVIDIA Corporation via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
| 2021-03-18 | SPDR S&P Regional Banking ETF via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2021-03-18 | SPDR S&P Regional Banking ETF via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
| 2021-03-18 | Ares Capital via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2021-03-18 | SPDR S&P Regional Banking ETF via Neuberger Berman - Beneficiary IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-03-17 | Autodesk, Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
| 2021-03-17 | Adobe Inc. via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $898 – $898 | annual |
| 2021-03-15 | Americold Realty Trust Common Shares via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $15K – $50K | annual |
| 2021-03-15 | Americold Realty Trust Common Shares via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2021-03-15 | Americold Realty Trust Common Shares via Neuberger Berman - Beneficiary IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2021-03-12 | Americold Realty Trust Common Shares via Neuberger Berman - Traditional IRA | Sale (Partial) | Spouse | $1,001 – $15K | annual |
| 2021-03-11 | NVIDIA Corporation via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-03-11 | Adobe Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-03-10 | Autodesk, Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2021-03-10 | Autodesk, Inc. via Neuberger Berman - Beneficiary IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-03-03 | Fidelity Natl Information Svcs via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2021-03-02 | Walt Disney Company (DIS), 100% Interest via Individually Owned | Sale (Partial) | Spouse | $50K – $100K | annual |
| 2021-02-25 | Verisk Analytics, Inc. via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2021-02-25 | Verisk Analytics, Inc. via Neuberger Berman - Beneficiary IRA | Purchase | Spouse | $1,001 – $15K | annual |
| 2021-02-23 | Facebook, Inc. - Class A via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $1,001 – $15K | annual |
| 2021-02-22 | SPDR Gold Trust via Neuberger Berman - Traditional IRA | Sale (Full) | Spouse | $15K – $50K | annual |
| 2021-02-22 | AstraZeneca PLC - American Depositary Shares via Neuberger Berman - Traditional IRA | Purchase | Spouse | $15K – $50K | annual |
| 2021-02-22 | SPDR Gold Trust via Neuberger Berman - Malumed Lowenthal Rev Trust | Sale (Full) | Joint | $1,001 – $15K | annual |
| 2021-02-22 | AstraZeneca PLC - American Depositary Shares via Neuberger Berman - Malumed Lowenthal Rev Trust | Purchase | Joint | $1,001 – $15K | annual |
What their office spends
What Lowenthal's House office spent each quarter, from the House's Statement of Disbursements (the Member's Representational Allowance: staff, travel, offices in Washington and the district, mail): $628,731 over the last 4 quarters, 87% of it staff pay. A quarter's figures include late lines charged to the year before.
- Staff pay
- Travel
- Offices: rent, phones, utilities
- Mail and printing
- Everything else
The numbers
| Quarter | Staff pay | Travel | Offices: rent, phones, utilities | Mail and printing | Everything else | Total |
|---|---|---|---|---|---|---|
| Q4 '23 | $0 | $0 | $0 | $0 | $91 | $91 |
| Q2 '23 | $0 | $18 | $0 | $0 | -$18 | $0 |
| Q1 '23 | $114,610 | $7,736 | $1,846 | $129 | $10,735 | $135,056 |
| Q4 '22 | $431,249 | $12,293 | $31,137 | $815 | $18,089 | $493,583 |
| Q3 '22 | $400,416 | $10,083 | $29,191 | $333 | $12,365 | $452,388 |
| Q2 '22 | $356,439 | $12,464 | $28,662 | $262 | $3,857 | $401,684 |
| Q1 '22 | $312,736 | $2,729 | $27,988 | $384 | $27,489 | $371,325 |
| Q4 '21 | $387,237 | $737 | $30,169 | $1,389 | $11,869 | $431,400 |
| Q2 '21 | $271,606 | $0 | $29,987 | $266 | $25,409 | $327,268 |
| Q1 '21 | $273,559 | $0 | $21,823 | -$154 | $57,517 | $352,745 |
Private funds
13private funds, LLCs and trusts with no ticker
0file a Form D with the SEC
—bought within 30 days of the fund's first sale
Where the money goes
Their trades in each (band midpoints) plus their largest year holding it. Funds that sell to outside investors file a Form D with the SEC, which names who runs them; family LLCs, trusts and private companies file nothing public. A trade made through a family LLC counts for the LLC and for what it bought.
Malumed Lowenthal Rev Trust
trades went through it
$184K
Ihs Markit LTD Note Call Make Whole
held from 2021
$41K
Ares Capital Corp Note 3.5%; Due 2/10/2023
held from 2021
$33K
CDW Llc/cdw Fin Corp
held from 2021
$33K
Nextera Energy Corp Holdings
held from 2023
$33K
Paypal Holdings Inc. Note 2.4%; Due 10/01/2024
held from 2021
$33K
Malumed Lowenthal Rev Trust #3
trades went through it
$32K
Malumed Lowenthal Rev Trust #2
trades went through it
$24K
CDW LLC / CDW Fin Corp Note 5.5%; Due 12/1/24
held from 2021
$8,000
IHS Markit Ltd Note Call Make Whole 3.625%; Due 5/1/24
held from 2021
$8,000
International Flavors & Fragrances, Inc. (IFF) [ST] - Malumed Lowenthal Rev Trust (Owner:
1 trades
$8,000
Nextera Energy Cap Holdings
held from 2023
$8,000
All 13, with what their filings say
Matched to SEC filers by name, so a match means "a filer with this name". Form D facts are from the newest one; manager figures from the SEC's monthly Form ADV file. Money is band midpoints, not dollars invested.
| Fund or entity | Manager | Formed | Kind | Minimum | Investors | First sale | They bought | Traded | Held |
|---|---|---|---|---|---|---|---|---|---|
| Malumed Lowenthal Rev Trust trades went through it | 2021-01-11 | $23K – $345K | |||||||
| Ihs Markit LTD Note Call Make Whole | held 2021 | $16K – $65K | |||||||
| Ares Capital Corp Note 3.5%; Due 2/10/2023 | held 2021 | $15K – $50K | |||||||
| CDW Llc/cdw Fin Corp | held 2021 | $15K – $50K | |||||||
| Nextera Energy Corp Holdings | held 2023 | $15K – $50K | |||||||
| Paypal Holdings Inc. Note 2.4%; Due 10/01/2024 | held 2021 | $15K – $50K | |||||||
| Malumed Lowenthal Rev Trust #3 trades went through it | 2022-05-18 | $4,004 – $60K | |||||||
| Malumed Lowenthal Rev Trust #2 trades went through it | 2022-09-22 | $3,003 – $45K | |||||||
| CDW LLC / CDW Fin Corp Note 5.5%; Due 12/1/24 | held 2021 | $1,001 – $15K | |||||||
| IHS Markit Ltd Note Call Make Whole 3.625%; Due 5/1/24 | held 2021 | $1,001 – $15K | |||||||
| International Flavors & Fragrances, Inc. (IFF) [ST] - Malumed Lowenthal Rev Trust (Owner: | $1,001 – $15K | ||||||||
| Nextera Energy Cap Holdings | held 2023 | $1,001 – $15K | |||||||
| Trans Century Limited (TCL:KN) | held 2021 | $1 – $1,000 |
How their trades did
Each of Lowenthal's trades in a company's stock, priced on its trade date and again 30 and 90 days later, less what the S&P 500 did over the same days; a sale counts the other way. 166 of their trades could be priced (ETFs, funds and since-delisted stocks can't). Their average is within what chance gives. Every member, compared.
- the same trades on other days (95% of the time)
- their average against the market
-4.0%-2.0%0+2.0%+4.0%
30 days later
166 trades · 52% beat the market
+0.7%
90 days later
166 trades · 58% beat the market
+2.2%
Before the public knew: between trading and first reporting a trade (a median of 9 days; 2% of them reported late), their trades moved +1.4% against the market, where the same trades on other days give -1.4% to +1.6%. Copying each on the day it was reported would have earned -0.1% over the next 30 days.
Their trades as a fund
Each purchase buys the middle of its amount band, each sale sells it, from Jan 21, 2020: 31.5% a year against the S&P 500's 14.5%; copying the reports, 2.1%. Their timing is within what chance gives (the same stocks, in the same order, moved by up to a year). The House ETF.
- Their trades
- Copying the reports
- S&P 500
Best timed
- Sold Virgin Galactic Holdings, Inc. (SPCE) 2021-02-04 · $1,001 – $15K · +50.4% against the market in 30 days, +71.6% in 90
- Bought DraftKings Inc. - Class A (DKNG) 2020-02-03 · $1,001 – $15K · +32.3% against the market in 30 days, +56.7% in 90
- Bought DraftKings Inc. - Class A (DKNG) 2020-01-21 · $1,001 – $15K · +25.9% against the market in 30 days, +41.5% in 90
Worst timed
- Sold Virgin Galactic Holdings, Inc. (SPCE) 2021-05-11 · $1,001 – $15K · -93.2% against the market in 30 days, -87.2% in 90
- Sold Virgin galactic Holdings, Inc. (SPCE) 2021-01-25 · $1,001 – $15K · -26.2% against the market in 30 days, +44.6% in 90
- Sold Virgin Galactic Holdings, Inc. (SPCE) 2021-01-25 · $430 – $430 · -26.2% against the market in 30 days, +44.6% in 90
Financial disclosures
144 reports
Every report is a PDF at the Clerk of the House (disclosures-clerk.house.gov); a member's reports are linked on their page.